ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
68
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Corporate Information X Board of Supervisors X Fund Management X Joint Committee X Opinion X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/08/2013 2013/1072 Practical arrangements for the late transposition of the AIFMD Opinion PDF
93.1 KB
The European Securities and Markets Authority (ESMA) has published an Opinion on arrangements for the late imposition of the AIFMD. The scope of the opinion is confined to the provision of collective portfolio management services. Arrangements before implementation of the Directive in all Member States Notification of marketing of EU AIFs when the host MS of the AIFM has not transposed the Directive (Articles 31 and 32 of the Directive) ESMA believes that, if the Directive has been transposed in the home MS of the AIFM, the competent authority of the host MS of the AIFM (Article 32) or home MS of the AIFM (Article 31) may not refuse a valid notification under the Directive on the ground that the Directive has not yet been transposed in the host MS. This applies irrespective of whether the marketing is done using the freedom to provide services or by means of a branch. Management passport (Article 33 of the Directive) ESMA believes that AIFMs established in a MS that has transposed the Directive should be able to manage an EU AIF via the management passport, both using the freedom to provide services or by means of a branch, in a MS where the Directive has not been transposed, irrespective of the provisions currently in place in such jurisdiction since the relevant provisions of the Directive are of a self-executing nature, and provided the AIFM is authorised to manage that type of AIF in accordance with Article 33(1) of the AIFMD. Any local restrictions on AIFMs that are not in accordance with the AIFMD will need to be disapplied.
20/06/2019 ESMA70-155-2925 Position limit on French Power Peak contracts Opinion PDF
235.2 KB
20/06/2019 ESMA70-155-2941 Position limit on French Power Base contracts Opinion PDF
232.18 KB
24/09/2019 ESMA70-155-5827 Position limit on EEX Italian Power Peak contracts Opinion PDF
234.36 KB
24/09/2019 ESMA70-155-2929 Position limit on EEX Italian Power Base contracts Opinion PDF
223.5 KB
20/06/2019 ESMA70-155-4451 Position limit on Czech PXE Power Base contract Opinion PDF
261.58 KB
20/03/2019 ESMA-70-155-5287 Position limit notification for Hungarian Future Opinion PDF
537.44 KB
30/04/2019 ESMA70-155-2935 Phelix DEAT Power Peak Futures position limit opinion Opinion PDF
252.75 KB
30/04/2019 ESMA70-155-5289 Phelix DEAT OTF Base Futures position limit opinion Opinion PDF
217.88 KB
30/04/2019 ESMA70-155-6353 Phelix DE Power Peak Futures position limit opinion Opinion PDF
272.08 KB
13/10/2011 2011/342 Opinion- Practical arrangements for the late transposition of the UCITS IV Directive Opinion PDF
41.33 KB
13/07/2017 ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union , , Opinion PDF
181.69 KB
13/07/2017 ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union , , Opinion PDF
246.6 KB
30/01/2017 ESMA34-43-296 Opinion on UCITS Share Classes Opinion PDF
332.69 KB
22/05/2017 ESMA70-156-117 Opinion on traded on a trading venue under MiFID II Opinion PDF
155.64 KB
03/06/2020 ESMA70-154-165 Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR Opinion PDF
102.28 KB
03/06/2020 ESMA70-156-112 Opinion on third-country trading venues for the purpose of position limits under MiFID II Opinion PDF
100.21 KB
16/07/2020 ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers Opinion PDF
309 KB
02/10/2018 ESMA70-154-884 Opinion on the ancillary activity calculations Opinion
20/03/2019 ESMA70-155-6438 Opinion on position limts on ICE ENDEX PSV Contracts Opinion PDF
564.18 KB

Pages