ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/09/2013 | 2013/08/ODRG | Agreed Understandings to Resolving Cross-border Conflicts, Inconsistencies, Gaps and Duplicative Requirements | Post Trading | Final Report | PDF 442.48 KB |
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| 21/12/2017 | ESMA70-151-812 | Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures | Post Trading | Final Report | PDF 471.59 KB |
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| 26/05/2016 | 2016/725 | Draft RTS on indirect clearing arrangements under EMIR and MiFIR | Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets | Final Report | PDF 740.71 KB |
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| 13/08/2015 | 2015/1251 | EMIR Review Report no.1- Review on the use of OTC derivatives by non-financial counterparties | Post Trading | Final Report | PDF 3.03 MB |
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| 13/08/2015 | 2015/1252 | EMIR Review Report no.2- Review on the efficiency of margining requirements to limit procyclicality | Post Trading | Final Report | PDF 3.93 MB |
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| 13/08/2015 | 2015/1253 | EMIR Review Report no.3- Review on the segregation and portability requirements | Post Trading | Final Report | PDF 267.55 KB |
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| 13/08/2015 | 2015/1254 | EMIR Review Report no.4- ESMA input as part of the Commission consultation on the EMIR Review | Post Trading | Final Report | PDF 399.85 KB |
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| 08/01/2015 | 2015/20 | ESMA review of CCP colleges under EMIR | Post Trading | Final Report | PDF 542.87 KB |
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| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 02/10/2013 | 2013/1373 | ESMA Technical advice on equivalence of Australia- OTC and TR (Supplement) | Post Trading | Final Report | PDF 736.17 KB |
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| 29/04/2016 | 2016/658 | EU-wide CCP Stress test Report 2015 | Post Trading | Final Report | PDF 1.77 MB |
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| 04/02/2015 | ESMA/2015/234 | Feedback Statement on the Consultation on the Clearing Obligation for Non-Deliverable Forwards | Post Trading | Final Report | PDF 259.08 KB |
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| 10/11/2015 | 2015/1629 | Final Report Clearing Obligation IRS other currencies | Post Trading | Final Report | PDF 838.64 KB |
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| 13/11/2015 | 2015/1645 | Final report EMIR Article 9 RTS ITS | Post Trading | Final Report | PDF 280.02 KB |
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| 27/09/2018 | ESMA70-151-1768 | Final report no.6 on the Clearing Obligation (intragroup) | Post Trading | Final Report | PDF 706.77 KB |
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| 10/07/2017 | ESMA70-151-370 | Final report on draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR | Post Trading | Final Report | PDF 322.56 KB |
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| 28/05/2018 | ESMA70-151-1293 | Final Report on Guidelines on CCP APC Margin Measures | Post Trading | Final Report | PDF 278.79 KB |
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| 07/02/2018 | ESMA70-151-1094 | Final report on guidelines on CCP conflict of interest management | Post Trading | Final Report | PDF 473.94 KB |
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| 21/04/2017 | ESMA70-151-223 | Final Report on technical advice to EC on fees to TRs under SFTR and on certain amendments to fees to TRs under EMIR | Post Trading | Final Report | PDF 336.87 KB |
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| 14/11/2016 | 2016/1565 | Final Report on the clearing obligation for financial counterparties with a limited volume of activity | Post Trading, Press Releases | Final Report | PDF 478.72 KB |