ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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22/02/2022 | Joint Committee | EFIF Summary of the September 2019 meeting | Joint Committee | Summary of Conclusions | PDF 79.55 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the December 2019 meeting | Joint Committee | Summary of Conclusions | PDF 356.14 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the April 2020 meeting | Joint Committee | Summary of Conclusions | PDF 87.58 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the July 2020 meeting | Joint Committee | Summary of Conclusions | PDF 334.11 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the October 2020 meeting | Joint Committee | Summary of Conclusions | PDF 375.81 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the February 2021 meeting | Joint Committee | Summary of Conclusions | PDF 362.61 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the April 2021 meeting | Joint Committee | Summary of Conclusions | PDF 366.66 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the June 2021 meeting | Joint Committee | Summary of Conclusions | PDF 467.24 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the October 2021 meeting | Joint Committee | Summary of Conclusions | PDF 131.08 KB |
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22/02/2022 | Joint Committee | EFIF Summary of the January 2022 meeting | Joint Committee | Summary of Conclusions | PDF 216.4 KB |
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18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
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08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
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04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
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13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
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04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
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01/06/2022 | ESMA50-164-6024 | EFIF Summary of the May 2022 meeting | Joint Committee | Summary of Conclusions | PDF 120.97 KB |
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19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
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17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |