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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
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10/12/2012 | ESMA SSR Review mandate | Formal request to ESMA for technical advice on the evalutation of the short selling regulation | Short Selling | Reference | PDF 34.44 KB |
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25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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01/02/2016 | 2016/200 | MiFID registers- information about web service | Short Selling, MiFID - Secondary Markets | Reference | PDF 311.04 KB |
This document sets out the web service for the following registers: Shares admitted to trading on regulation markets Exempted shares Systematic internalisers Regulated Markets Multilateral trading facilities Central counterparties |
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11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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03/06/2016 | 2016/723 RF | Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Reference | DOCX 784.51 KB |
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29/09/2016 | 2016/1406 reply form | Reply form to the Consultation paper on Benchmarks | Benchmarks | Reference | DOCX 757.37 KB |
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30/09/2016 | 2016/1414 | Methodological Framework- Model Written Arrangements for Benchmark Colleges | Benchmarks | Reference | PDF 272.57 KB |
Article 46 of the Regulation (EU) No 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds (Regulation) provides that the competent authority of an administrator of a critical benchmark that is referred to in points (a) and (c) of Article 20(1) of the Regulation shall establish a college. ESMA will be a member of every college and according to Article 46(7) of the Regulation may give advice concerning the written arrangements. To promote the convergent operation of benchmark colleges, ESMA has developed model written arrangements that may be used by administrators of critical benchmarks according to Article 46(6) of the Regulation. |
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23/01/2017 | ESMA71-844457584-329 | ESMA Chair keynote address at PRIME Finance Conference | Benchmarks, Post Trading, Speeches | Speech | PDF 281.45 KB |
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09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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11/04/2017 | ESMA31-68-153 | Closing Keynote CMU Mid Term Review Public Hearing- Steven Maijoor | Speeches, Supervisory convergence | Speech | PDF 154.17 KB |
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29/09/2017 | ESMA70-145-253 | Response form for the Consultation Paper on Guidelines for non-significant benchmarks | Benchmarks | Reference | DOCX 768.13 KB |
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29/11/2017 | ECB/ESMA/FSMA | Risk Free Rate Working Group Application Form | Benchmarks | Reference | DOCX 25.87 KB |
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18/12/2017 | ESMA65-8-5306 | Benchmarks attributes | Benchmarks | Reference | PDF 229.87 KB |
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22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
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18/05/2018 | ESMA42-113-769 | SCSC Terms of Reference | Supervisory convergence | Reference | PDF 153.42 KB |
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31/05/2018 | ESMA71-99-996 | Towards benchmark stability and integrity | Benchmarks | Speech | PDF 164.02 KB |
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30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |