ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
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| 03/05/2012 | 2012/SMSG/25 | Advice on the discussion paper on Proxy Advisors | Securities and Markets Stakeholder Group | Letter | PDF 236.57 KB |
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| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
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| 01/10/2013 | 2013/606 LT | Atlyginimų nustatymo politika ir praktika (FPRD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 268.28 KB |
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| 01/10/2013 | 2013/606 LV | Atlīdzības politika un prakse (FITD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 339.96 KB |
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| 01/10/2013 | 2013/606 NL | Beloningsbeleid en beloningspraktijken (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 319.71 KB |
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| 09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
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| 28/09/2012 | 2012/388 ES | Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 359.25 KB |
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| 21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
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| 01/10/2013 | 2013/606 SV | Ersättningspolicy och ersättningspraxis (MiFID-direktivet) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 248.72 KB |
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| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
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| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
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| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM | |||
| 18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
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| 26/09/2017 | ESMA71-99-598 | Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 1.48 MB |
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| 21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
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| 28/09/2012 | 2012/388 LT | Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 372.16 KB |
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| 21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
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| 06/07/2012 | 2012/388 | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 442.44 KB |
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| 06/07/2012 | 2012/388 EN | Guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 305.13 KB |