ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
27
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X SMSG Advice X Summary of Conclusions X Audit X Corporate Governance X Joint Committee X Innovation and Products X Prospectus X Market Integrity X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/07/2015 2015/1005 Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing Q&A PDF
157.73 KB
19/12/2016 2016/JCESA QA Questions and Answers on Big Data Q&A PDF
333.65 KB
07/03/2017 ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability , SMSG Advice PDF
150.61 KB

SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders

21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB
07/01/2022 ESMA22-106-3809 SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation , , SMSG Advice PDF
325.26 KB
12/10/2022 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
829.14 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics , , , , , , Q&A PDF
957.9 KB
01/06/2022 ESMA50-164-6024 EFIF Summary of the May 2022 meeting Summary of Conclusions PDF
120.97 KB
15/11/2022 ESMA50-164-6833 EFIF Summary of the October 2022 meeting Summary of Conclusions PDF
134.63 KB
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

13/05/2022 JC 2022 26 SFDR queries forwarded to the Commission , Q&A PDF
132.33 KB
13/09/2022 JC 2022 47 List of SFDR queries requiring the interpretation of Union law , Q&A PDF
171.44 KB
17/11/2022 JC 2022 62 Q&A on the SFDR Delegated Regulation , Q&A PDF
598.99 KB
22/02/2022 Joint Committee EFIF Summary of the September 2019 meeting Summary of Conclusions PDF
79.55 KB
22/02/2022 Joint Committee EFIF Summary of the December 2019 meeting Summary of Conclusions PDF
356.14 KB
22/02/2022 Joint Committee EFIF Summary of the April 2020 meeting Summary of Conclusions PDF
87.58 KB
22/02/2022 Joint Committee EFIF Summary of the July 2020 meeting Summary of Conclusions PDF
334.11 KB
22/02/2022 Joint Committee EFIF Summary of the October 2020 meeting Summary of Conclusions PDF
375.81 KB
22/02/2022 Joint Committee EFIF Summary of the February 2021 meeting Summary of Conclusions PDF
362.61 KB
22/02/2022 Joint Committee EFIF Summary of the April 2021 meeting Summary of Conclusions PDF
366.66 KB