ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Transparency filter Transparency
- (-) Remove Audit filter Audit
- CESR Archive (479) Apply CESR Archive filter
- Post Trading (100) Apply Post Trading filter
- Corporate Information (78) Apply Corporate Information filter
- Fund Management (56) Apply Fund Management filter
- Joint Committee (56) Apply Joint Committee filter
- Credit Rating Agencies (53) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (49) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (43) Apply MiFID - Investor Protection filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Market Abuse (28) Apply Market Abuse filter
- Prospectus (27) Apply Prospectus filter
- Supervisory convergence (26) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Benchmarks (16) Apply Benchmarks filter
- Market Integrity (16) Apply Market Integrity filter
- CCP Directorate (14) Apply CCP Directorate filter
- Trading (12) Apply Trading filter
- Market data (11) Apply Market data filter
- Securities Financing Transactions (10) Apply Securities Financing Transactions filter
- Short Selling (9) Apply Short Selling filter
- Innovation and Products (8) Apply Innovation and Products filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Trade Repositories (8) Apply Trade Repositories filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- European Single Electronic Format (5) Apply European Single Electronic Format filter
- Sustainable finance (5) Apply Sustainable finance filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- Management Board (3) Apply Management Board filter
- COVID-19 (2) Apply COVID-19 filter
- Press Releases (2) Apply Press Releases filter
- Crowdfunding (1) Apply Crowdfunding filter
- IAS Regulation (1) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Final Report filter Final Report
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (554) Apply Guidelines & Recommendations filter
- Reference (55) Apply Reference filter
- Compliance table (35) Apply Compliance table filter
- Statement (34) Apply Statement filter
- Press Release (27) Apply Press Release filter
- Letter (25) Apply Letter filter
- Speech (12) Apply Speech filter
- Opinion (7) Apply Opinion filter
- Report (7) Apply Report filter
- Q&A (5) Apply Q&A filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
Final Report X Annual Report X Consultation Paper X Audit X Transparency X Brexit X Securitisation X Guidelines and Technical standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/10/2021 | ESMA82-402-683 | Final Report on STS notification for synthetic securitisations | Securitisation | Final Report | PDF 795.09 KB |
||||
| 27/05/2021 | ESMA82-402-200 | Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations | Securitisation | Consultation Paper | PDF 929.82 KB |
||||
| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
||||
| 03/04/2020 | ESMA34-39-968 | Final report- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards | Final Report | PDF 483.83 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
||||
| 17/01/2020 | ESMA 33-128-827 | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation | Consultation Paper | PDF 694.01 KB |
||||
| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
| 08/01/2019 | ESMA33-128-557 | Final report on draft technical standards on cooperation, exchange of information and notification between competent authorities and ESMA, the EBA and EIOPA under the Securitisation Regulation | Securitisation | Final Report | PDF 609.03 KB |
||||
| 13/11/2018 | ESMA33-128-488 | Final Report Repositories Technical Standards | Securitisation | Final Report | PDF 1.55 MB |
||||
| 22/08/2018 | ESMA33-128-474 | Final Report on Technical standards on disclosure requirements under the Securitisation Regulation | Securitisation | Final Report | PDF 3.12 MB |
||||
| 23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
||||
| 23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |
||||
| 19/12/2017 | ESMA33-128-108 | Consultation_Paper_Third-Party_Firm_STS_Verification_Application | Securitisation | Consultation Paper | PDF 586.89 KB |
||||
| 19/12/2017 | ESMA33-128-107 | Consultation_Paper_Disclosure_and_Operational_Standards | Securitisation | Consultation Paper | PDF 2.66 MB |
||||
| 19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
||||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |
||||
| 24/08/2017 | ESMA70-151-552 | Guidelines on transfer of data between Trade Repositories | Guidelines and Technical standards, Post Trading | Final Report | PDF 969.54 KB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |