Skip to main content

ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

9

DOCUMENTS

REFINE YOUR SEARCH

Your filters

Compliance table X Speech X Technical Standards X Technical Advice X Market Abuse X Securitisation X

Reset all filters

Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
09/10/2020	ESM22-103-1158	ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference	COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches	Speech	PDF 133.94 KB
13/02/2020	ESMA70-145-66	Compliance table regarding MAR guidelines for persons receiving market soundings	Guidelines and Technical standards, Market Abuse	Compliance table	PDF 145.56 KB
12/06/2019	ESMA33-128-713	Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona	Securitisation	Speech	PDF 120.24 KB
04/02/2019	ESMA70-145-67	Compliance table regarding MAR guidelines on delay in the disclosure of inside information	Guidelines and Technical standards, Market Abuse	Compliance table	PDF 284.61 KB
04/02/2019	ESMA70-145-153	Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives	Guidelines and Technical standards, Market Abuse, Market Integrity	Compliance table	PDF 267.86 KB
13/11/2018	ESMA33-128-505	Final Technical Advice Securitisation Repositories Fees	Securitisation	Technical Advice	PDF 570.74 KB
29/08/2018	ESMA33-128-523	Steven Maijoor Securitisation ECON Scrutiny Opening Statement	Securitisation, Speeches	Speech	PDF 228.13 KB
28/09/2015	2015-ESMA-1455	Final Report MAR TS	Market Abuse	Technical Standards	PDF 1.77 MB
03/02/2015	2015/224	ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation	Market Abuse	Technical Advice	PDF 1021.03 KB		This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.