ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
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23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
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01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
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20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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30/10/2015 | 2015/SMSG/021 | SoC Joint meeting SMSG-BoS | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 114.29 KB |
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30/10/2015 | 2015/SMSG/022 | SoC August 2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.51 KB |
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30/10/2015 | 2015/SMSG/030 | SoC SMSG September | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 164.91 KB |
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18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
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18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
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31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
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11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
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01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |
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01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
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14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |
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17/03/2017 | ESMA 22-106-143 | Summary of conclusions- SMSG meeting 9 February 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 203.3 KB |
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24/02/2022 | ESMA 22-106-3766 | Summary of Conclusions SMSG- 18 November 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 151.54 KB |
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25/05/2018 | ESMA22-106-1019 | Summary of Conclusions SMSG meeting 12 April 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.57 KB |
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27/08/2018 | ESMA22-106-1098 | Summary of conclusions- BoS and SMSG meeting 24 May 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 212.42 KB |