ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
20
REFINE YOUR SEARCH
Sections
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Governance filter Corporate Governance
- Corporate Disclosure (180) Apply Corporate Disclosure filter
- CESR Archive (103) Apply CESR Archive filter
- Corporate Information (87) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (62) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Fund Management (30) Apply Fund Management filter
- Joint Committee (29) Apply Joint Committee filter
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- Audit (15) Apply Audit filter
- Sustainable finance (14) Apply Sustainable finance filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Transparency (9) Apply Transparency filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Market Abuse (8) Apply Market Abuse filter
- Corporate Finance (6) Apply Corporate Finance filter
- Innovation and Products (6) Apply Innovation and Products filter
- Benchmarks (5) Apply Benchmarks filter
- Management Board (5) Apply Management Board filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Short Selling (3) Apply Short Selling filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Standards filter Technical Standards
- Reference (64) Apply Reference filter
- Press Release (44) Apply Press Release filter
- Final Report (42) Apply Final Report filter
- Report (32) Apply Report filter
- Consultation Paper (28) Apply Consultation Paper filter
- Statement (17) Apply Statement filter
- Q&A (11) Apply Q&A filter
- Speech (11) Apply Speech filter
- Opinion (10) Apply Opinion filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Compliance table (4) Apply Compliance table filter
- CESR Document (2) Apply CESR Document filter
- Decision (1) Apply Decision filter
Your filters
Securitisation X Corporate Governance X Prospectus X Supervisory convergence X Technical Standards X Technical Advice X Annual Report X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |
||||
| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 08/01/2019 | ESMA33-128-619 | Letter to EC on regulatory cooperation under the Securitisation Regulation | Securitisation | Letter | PDF 118.61 KB |
||||
| 18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|
|||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 24/04/2018 | ESMA33-128-485 | Letter to OG- Delivery of ESMA’s technical standards on disclosure under the Securitisation Regulation | Securitisation | Letter | PDF 250.7 KB |
||||
| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
||||
| 21/05/2015 | 2015/857 | ESMA response to the European Commission consultation on the review of the Prospectus Directive | Prospectus, Corporate Disclosure | Letter | PDF 241.24 KB |
||||
| 10/01/2014 | 2013/1932 | Deadlines for the submission of draft technical standards | Prospectus, Corporate Disclosure | Letter | PDF 51.91 KB |
||||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 09/01/2013 | 2012/878 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 36.15 KB |
||||
| 09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
| 01/03/2012 | 2012/138 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 94.68 KB |
||||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 06/01/2012 | 2012/10 | Interpretation of the Mineral Companies Recommendations for cement companies | Prospectus, Corporate Disclosure | Letter | PDF 41.27 KB |
Open letter regarding Interpretation of the Mineral Companies Recommendations for cement companies | |||
| 22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |
||||
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |