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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|25/05/2021||ESMA-50-164-4518||Call for evidence- Digital Finance||Innovation and Products||Consultation Paper||PDF
|11/07/2022||ESMA70-460-34||Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure||Innovation and Products, MiFID - Secondary Markets||Consultation Paper||PDF
|29/06/2020||ESMA50-164-3475||Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe||Innovation and Products||Letter||PDF
|24/09/2020||ESMA74-362-773||CP on MiFID II MiFIR review report||Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading||Consultation Paper||PDF
|02/06/2016||2016/773||Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Consultation Paper||PDF
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|03/06/2020||ESMA50-164-3342||Draft Guidelines on Outsourcing to Cloud Service Providers||Innovation and Products||Consultation Paper||PDF
|14/03/2022||ESMA32-61-494 CL to EFRAG on ED SFA||EFRAG’s due process on the IASB’s Exposure Draft Supplier Finance Arrangements||Corporate Information||Letter||PDF
|09/02/2021||ESAs 2021 07||ESAs letter on DORA||Innovation and Products, Joint Committee||Letter||PDF
|21/05/2015||2015/855||ESMA letter to the Commissioner Hill- ESMA Response to EC Green Paper on CMU||Corporate Information||Letter||PDF
|28/07/2020||ESMA22-105-1208||ESMA Opinion on 2018 Discharge Report of EP||Corporate Information||Opinion||PDF
|27/05/2021||ESMA22-105-1363||ESMA OPINION ON 2019 DISCHARGE REPORT OF EP||Board of Supervisors, Corporate Information||Opinion||PDF
|25/07/2022||ESMA24-436-1333||ESMA Opinion on 2020 Discharge Report||Board of Supervisors, Corporate Information||Opinion||PDF
|21/05/2015||2015/856||ESMA response to the Commission Green Paper on Building a Capital Markets Union||Corporate Information||Letter||PDF
|21/05/2015||2015/858||ESMA response to the European Commission consultation on “An EU framework for simple, transparent and standardised securitisation”||Corporate Information||Letter||PDF
|26/05/2021||ESMA22-328-603||ESMA response to the targeted consultation on the functioning of the ESAs||Board of Supervisors||Letter||PDF
|06/03/2015||2015/422||ESMA's response to the consultation on IOSCO||Corporate Information||Letter||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|22/04/2015||2015/532||Investment using virtual currency or distributed ledger technology||Innovation and Products||Consultation Paper||PDF
|ESMA has been monitoring and analysing virtual currency investment over the last 6 months, to understand developments in the market, potential benefits or risks for investors, market integrity or financial stability, and to support the functioning of the EU single market. ESMA’s analysis is set out in this paper. ESMA is seeking to share its analysis in order to promote wider understanding of innovative market developments, and invites market participants and other stakeholders to submit feedback and any additional information on the following topics: Virtual currency investment products, i.e. collective investment schemes or derivatives such as options and CFDs that have virtual currencies (VCs) as an underlying or invest in VC related businesses and infrastructure; Virtual currency based assets/securities and asset transfers, i.e. financial assets such as shares, funds, etc. that are exclusively traded using virtual currency distributed ledgers (also known as block chains);and The application of the distributed ledger technology to securities/investments, whether inside or outside a virtual currency environment.|
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF