ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2012 | 2011/188 BG | Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг | Guidelines and Technical standards | Guidelines & Recommendations | PDF 256.32 KB |
Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг | |||
| 22/12/2014 | JC/GL/2014/01 BG | Съвместни насоки относно сближаването на надзорните практики по отношение на съгласуваността на споразуменията за координиране на надзора върху финансовите конгломерати | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | PDF 265.5 KB |
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| 22/12/2014 | JC/GL/2014/01/BG | Приложение I: Образец за процеса на съотнасяне за финансовия конгломерат (JC 2014 070 Annex) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLS 98.5 KB |
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| 24/04/2014 | 2013/606 BG | Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.55 KB |
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| 27/03/2014 | 2014/298 BG | Насоки относно споразумения за сътрудничество и обмен на информация | Guidelines and Technical standards | Guidelines & Recommendations | PDF 405.26 KB |
Насоки относно споразумения за сътрудничество и обмен на информация Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. | |||
| 25/08/2014 | JC/2014/43 bg | Насоки относно разглеждането на жалби за сектора на ценните книжа (ESMA) и за банковия сектор (EБО) | Joint Committee, Guidelines and Technical standards | Guidelines & Recommendations | PDF 176.25 KB |
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their Joint Committee final Report on guidelines for handling consumer complaints in the securities and banking sectors. The document aims to increase market confidence and for the benefit of consumers and firms alike it will ensure a harmonised approach to handling complaints for all 28 EU Member States and across all financial services sectors.The final report published today is part of the efforts of the European Supervisory Authorities to bring further supervisory convergence across the securities and banking sectors. It was developed on the basis of the existing complaints-handling guidelines established by EIOPA (the European Insurance and Occupational Pensions Authority) for the insurance sector. The report was launched for a public consultation last year and this final version takes into consideration the feedback received.ESMA and the EBA consider that these guidelines will ensure a consistent approach to complaints-handling across the EU. Consumers can purchase financial services and products in the investment, banking and insurance sectors across the entire EU Single Market and these guidelines will allow them to refer to a single set of complaints-handling arrangements. EU consumers will therefore be able to rely on the same approach irrespective of what type of product they have purchased and where they have purchased it.In addition to strengthening consumer protection -a key statutory objective for ESMA and for the EBA-, the guidelines will also allow firms, some of which sell products from more than one sector across the EU, to streamline and standardise their own complaints-handling arrangements. National regulators too will be able to supervise the same harmonised requirements across all sectors of financial services in their own jurisdictions.The guidelines will be translated into the official languages of the European Union (EU) and they will become applicable two months after the date of publication of their translations. | |||
| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
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| 28/09/2012 | 2012/388 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 342.03 KB |
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| 23/06/2015 | 2015/609 BG | Насоки относно информацията, предоставяна периодично на ЕSMA от агенциите за кредитен рейтинг | Guidelines and Technical standards, Credit Rating Agencies | Guidelines & Recommendations | PDF 297.5 KB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. | |||
| 28/03/2012 | 2012/197 bg | Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 281.24 KB |
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| 08/08/2014 | 2014/869 bg | Насоки относно задълженията за докладване съгласно член 3, параграф 3, буква г) и член 24, параграфи 1, 2 и 4 от Директивата относно лицата, управляващи алтернативни инвестиционни фондове | Guidelines and Technical standards | Guidelines & Recommendations | PDF 777.72 KB |
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| 18/12/2012 | 2012/832 BG | Насоки относно борсово търгуваните фондове (ETF) и въпросите за ПКИПЦ | Guidelines and Technical standards | Guidelines & Recommendations | PDF 371.15 KB |
Насоки относно борсово търгуваните фондове (ETF) и въпросите за ПКИПЦ | |||
| 01/08/2014 | 2014/937 bg | Насоки относно борсово търгуваните фондове (ETF) и въпросите за ПКИПЦ | Guidelines and Technical standards, Fund Management | Guidelines & Recommendations | PDF 382.04 KB |
This is an update of the guidelines originally published in 2012. The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions. | |||
| 28/10/2014 | 2014-1293bg | Насоки на ЕSMA относно прилагане на стандартите за финансова информация | Guidelines and Technical standards | Guidelines & Recommendations | PDF 463.04 KB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. | |||
| 04/09/2014 | 2014/1133 bg | Насоки и препоръки относно прилагането на принципите за инфраструктурата на финансовите пазари на КПСС—МОКЦК по отношение на централните контрагенти | Guidelines and Technical standards | Guidelines & Recommendations | PDF 273.71 KB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. | |||
| 03/10/2013 | 2013/1390 BG | Насоки и препоръки относно писмените споразумения между членовете на колегии на централни контрагенти | Guidelines and Technical standards | Guidelines & Recommendations | PDF 225.9 KB |
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| 10/06/2013 | 2013/322 BG | Насоки и препоръки за установяване на последователни, ефикасни и ефективни оценки на споразуменията за оперативна съвместимост | Guidelines and Technical standards | Guidelines & Recommendations | PDF 281.65 KB |
Насоки и препоръки за установяване на последователни, ефикасни и ефективни оценки на споразуменията за оперативна съвместимост | |||
| 03/07/2013 | 2013/232 BG | Насоки за разумни политики за възнаграждения съгласно Директивата относно ЛУАИФ | Guidelines and Technical standards | Guidelines & Recommendations | PDF 782.88 KB |
Насоки за разумни политики за възнаграждения съгласно Директивата относно ЛУАИФ | |||
| 29/11/2013 | 2013/998 BG | Насоки за образеца на МзР относно консултирането, сътрудничеството и обмена на информация, свързани с надзора на субекти по Директива ЛУАИФ | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 254.76 KB |
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| 02/04/2013 | 2013/74 BG | Изключения за дейностите по поддържане на пазара и операциите на първичния пазар съгласно Регламент (ЕС) № 236/2012 на Европейския парламент и на Съвета относно късите продажби и някои аспекти на суапите за кредитно неизпълнение | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 536.67 KB |