ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID II: Transparency Calculations and DVC X Trade Repositories X Supervisory convergence X Post Trading X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/05/2022 | ESMA65-8-6560 | Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting | Post Trading | Reference | PDF 1.75 MB |
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| 20/05/2022 | ESMA65-8-7109 | Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting | Post Trading | Reference | PDF 1018.94 KB |
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| 20/05/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 131.49 KB |
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| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 12/05/2022 | ESMA70-151-887 | CSDR List of relevant authorities- Article 12 | Post Trading | Reference | PDF 301.23 KB |
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| 02/05/2022 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.19 MB |
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| 25/04/2022 | ESMA70-151-2218 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 678.85 KB |
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| 20/04/2022 | ESMA80-187-945 | Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 | Credit Rating Agencies, Trade Repositories, Transparency | Speech | PDF 178.1 KB |
Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022: "ESMA – driving forward high-quality supervision and transparency in a single EU capital market" |
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| 11/04/2022 | ESMA70-447-1897 | CSDR Settlement Fails Reporting- List of SSS IDs and SSS Names | Post Trading | Reference | XLSX 31.1 KB |
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| 05/04/2022 | ESMA91-372-2125 | Letter Chair ESMA response to EC consultation on targeted EMIR Review | CCP Directorate, Post Trading | Letter | PDF 309.82 KB |
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| 01/04/2022 | ESMA74-47-607 | EMIR_and_SFTR_dq_report | Market data, Supervisory convergence | Final Report | PDF 1.53 MB |
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| 25/03/2022 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 425.53 KB |
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| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
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| 25/03/2022 | ESMA91-398-4843 | ESMA Public Statement UK CCPs March 2022 | Brexit, CCP Directorate, Post Trading | Statement | PDF 108.48 KB |
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| 24/03/2022 | ESMA71-99-1913 | Press_Release_Enforcement REGIS TR | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 121.76 KB |
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| 24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |
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| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
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| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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| 10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |