ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
64
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Corporate Disclosure (177) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (45) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Fund Management (25) Apply Fund Management filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (14) Apply MiFID - Investor Protection filter
- Sustainable finance (14) Apply Sustainable finance filter
- Corporate Information (10) Apply Corporate Information filter
- Transparency (9) Apply Transparency filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Prospectus (8) Apply Prospectus filter
- Market Abuse (5) Apply Market Abuse filter
- Benchmarks (4) Apply Benchmarks filter
- Innovation and Products (4) Apply Innovation and Products filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Market Integrity (3) Apply Market Integrity filter
- Securitisation (3) Apply Securitisation filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- CCP Directorate (2) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- Guidelines & Recommendations (572) Apply Guidelines & Recommendations filter
- Reference (190) Apply Reference filter
- Opinion (101) Apply Opinion filter
- Final Report (68) Apply Final Report filter
- Consultation Paper (63) Apply Consultation Paper filter
- Press Release (63) Apply Press Release filter
- Statement (57) Apply Statement filter
- Compliance table (44) Apply Compliance table filter
- Report (29) Apply Report filter
- Speech (28) Apply Speech filter
- Q&A (16) Apply Q&A filter
- Decision (14) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Annual Report (9) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID II: Transparency Calculations and DVC X Guidelines and Technical standards X COVID-19 X Corporate Finance X Securities Financing Transactions X MiFID - Secondary Markets X Joint Committee X Letter X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
| 20/01/2011 | 2011/16 | Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories | MiFID - Secondary Markets | Letter | PDF 30.66 KB |
||||
| 20/01/2011 | 2011/4 | Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade | MiFID - Secondary Markets | Letter | PDF 34.38 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 13/11/2013 | 2013/1561 | Review of the European System on Financial Supervision (ESFS) | Joint Committee | Letter | PDF 141.48 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 06/11/2014 | 2014-41 | ESA’s budget 2015 – ensuring safe financial markets | Joint Committee | Letter | PDF 91.5 KB |
The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs. | |||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
||||
| 27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
||||
| 29/01/2016 | 2016/163 | Opinion on CRR ITS final | MiFID - Secondary Markets | Letter | PDF 105.66 KB |
||||
| 29/01/2016 | 2016/164 | Letter J Hill- Opinion on Draft ITS CRR | MiFID - Secondary Markets | Letter | PDF 23.86 KB |
||||
| 21/03/2016 | 2016/402 | Letter EU Comm Guersent- position limits | MiFID - Secondary Markets | Letter | PDF 96.65 KB |