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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/09/2017 ESMA43-318-1079 Warning- Unauthorised use of ESMA’s identity and logo , Reference PDF
241.2 KB
28/02/2018 ESMA PARIS Visitor Handbook Reference PDF
2.39 MB
29/03/2021 ESMA74-362-853 Validation table for reporting under the revised technical standards Reference XLSX
55.41 KB
11/03/2013 2013/280 Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct , Reference PDF
102.91 KB
13/04/2021 ESMA70-145-1397 TRs IC_templates , Reference XLSX
30.4 KB
21/03/2022 ESMA65-8-2594 Transaction Reporting Validation Rules- 2022 update Reference XLSX
409.08 KB

This release of specifications 1.6 and 1.7 is a new release that becomes applicable as of 31 May 2022 and includes changes as described in the change Log.

15/06/2018 2016-1521 Annex 1 Transaction reporting validation rules Reference XLSX
536.07 KB
20/12/2021 ESMA70-156-5257 Trading Venues with the Highest Turnover for Bonds- for CSDR Cash Penalties Calculation [TEMPLATE] Reference XLSX
3.26 MB
31/01/2022 ESMA70-156-5292 Trading Venues with the Highest Turnover for Bonds Reference XLSX
2.18 MB
28/09/2015 2015/1468 Trading venue briefing , Reference PDF
304.63 KB
01/04/2014 2014/336 Trade Repository Supervision Work Plan 2014 Reference PDF
111.34 KB

The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates.

04/04/2016 2016/228 ToR PTSC Reference PDF
147.27 KB
04/04/2016 2016/222 ToR MISC Reference PDF
130.02 KB
04/04/2016 2016/220 ToR FISC Reference PDF
90.34 KB
07/04/2020 ESMA50-157-2140 ToR FISC Reference PDF
97.63 KB
11/02/2016 2016/211 ToR CFSC Reference PDF
142.36 KB
25/07/2022 ESMA70-708036281-113 Third-country markets considered as equivalent to a regulated market under EMIR Reference PDF
68.9 KB
10/02/2022 ESMA 80-195-1352 Text mining ESG disclosures in rating agency press releases , , Reference PDF
403.58 KB
01/07/2022 ESMA41-140-79 Technical standards , Reference XLSX
173.59 KB
20/05/2022 ESMA65-8-6560 Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting Reference PDF
1.75 MB

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