ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/04/2022 JC 2022 01 Joint Committee Annual Report 2021 Joint Committee Annual Report PDF
217.87 KB
07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Joint Committee Annual Report PDF
1.01 MB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report PDF
825.72 KB
24/06/2020 ESMA64-87-193 Management Board decision- Implementing rules on the middle management staff Careers, Management Board Decision PDF
210.2 KB
01/10/2019 ESMA63-313-528 Financial Regulation of the European Securities and Markets Authority Management Board, Procurement Decision PDF
445.94 KB
24/03/2022 ESMA41-356-271 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A Board of Supervisors, Trade Repositories Decision PDF
1.17 MB
23/09/2021 ESMA41-356-233 Decision- UnaVista Limited Trade Repositories Decision PDF
996.23 KB
12/07/2021 ESMA41-356-187 Decision- DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision PDF
1.13 MB
10/03/2011 ESMA41-140-155 Decision of the Management Board- Code of good administrative behaviour Corporate Information, Management Board Decision PDF
179.82 KB
26/01/2017 ESMA40-1432018523-304 Decision- Adopting Rules of Procedure on Professional Secrecy Management Board Decision PDF
332.94 KB
15/07/2022 ESMA40-134-3263 Decision on Conflict of Interest Policy for Non-Staff Management Board Decision PDF
169.2 KB
15/06/2022 ESMA22-439-962 2021 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
10.64 MB
11/02/2020 ESMA22-328-356 Decision of the Board of Supervisors- Election of Management Board Members Board of Supervisors, Management Board Decision PDF
116.69 KB
23/03/2020 ESMA22-328-275 Decision of the Management Board- Rules of Procedure Corporate Information, Management Board Decision PDF
144.92 KB
07/01/2022 ESMA22-106-3809 SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation Fund Management, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice PDF
325.26 KB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID Joint Committee, Securities and Markets Stakeholder Group SMSG Advice PDF
426.62 KB
07/03/2017 ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability Joint Committee, Securities and Markets Stakeholder Group SMSG Advice PDF
150.61 KB

SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders
16/06/2021 ESMA20-95-1381 2020 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
4 MB
15/06/2020 ESMA20-95-1264 2019 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
3.03 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
548.42 KB

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