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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/11/2020 ESMA34-38-259 Future challenges for fund managers- Keynote address by Verena Ross at the AIMA forum on 19 November 2020 Speech PDF
124.19 KB
13/11/2020 ESMA34-38-258 EU funds’ resilience in the COVID era- keynote address by Steven Maijoor at EFAMA IMF 2020 Speech PDF
157.45 KB
13/11/2020 ESMA34-32-699 Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) , Compliance table PDF
113.46 KB
13/11/2020 ESMA71-99-1418 ESMA tells fund managers to improve readiness for future adverse shocks Press Release PDF
89.58 KB
13/11/2020 ESMA34-39-1119 Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds Report PDF
1.12 MB
12/11/2020 ESMA70-155-4809 List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR Reference PDF
90.28 KB
12/11/2020 ESMA34-32-548 Penalties and measures imposed under the AIFMD Directive in 2018- 2019 Report PDF
565.29 KB
12/11/2020 ESMA34-45-934 Penalties and measures imposed under the UCITS Directive in 2019 Report PDF
365.02 KB
09/11/2020 ESMA34-45-926 response form Response form- draft guidelines on marketing communications Reference DOCX
24.06 KB
09/11/2020 ESMA34-45-926 Consultation paper on draft Guidelines on marketing communications Consultation Paper PDF
383.06 KB
06/11/2020 ESMA70-155-11210 Delegation third country TV post trade transparency , Decision PDF
124.97 KB
06/11/2020 ESMA70-156-2477 Consultation Paper Guidelines on market data Consultation Paper PDF
833.85 KB
06/11/2020 ESMA70-156-3882 Response Form CP Guidelines on market data Reference DOCX
759.82 KB
05/11/2020 ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs , , Guidelines & Recommendations PDF
224.69 KB
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28/10/2020 ESMA71-99-1422 Press Release European Common Enforcement Priorities 2020 , , , Press Release PDF
101.44 KB
26/10/2020 ESMA71-99-1413 Press Release Brexit statement- Share Trading Obligation , , Press Release PDF
83.7 KB
26/10/2020 ESMA70-155-7782 Statement Brexit Share Trading Obligation Q42020 , Statement PDF
83.73 KB
21/10/2020 ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union , , Speech PDF
170.21 KB
15/10/2020 ESMA34-46-96 Register of authorised European long-term investment funds (ELTIFs) Reference XLSX
49.62 KB
12/10/2020 ESMA32-63-1052 ESMA32-63-1052 ESMA submission to IFRS IC on IAS 32- Warrant Letter PDF
167.15 KB

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