ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2019 | ESMA40-134-347 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.95 MB |
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| 10/03/2011 | 2011/11 | Public statement of consultation practices | Corporate Information | Statement | PDF 102.44 KB |
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| 14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
| 09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |
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| 04/01/2012 | 2011/330 final | ESMA 2012 Work Programme | Corporate Information | Reference | PDF 751.64 KB |
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012. | |||
| 03/01/2011 | 2011/9 | Frequently asked questions- a guide to understanding ESMA | Corporate Information | Reference | PDF 307.77 KB |
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| 10/03/2011 | 2011/BS/1 | Decision of the Board of Supervisors- Rules of procedure | Board of Supervisors, Corporate Information | Decision | PDF 75.91 KB |
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| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 10/03/2011 | 2011/MB/1 | Decision of the Management Board- Rules of procedure | Management Board, Corporate Information | Decision | PDF 38.39 KB |
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| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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| 10/03/2011 | 2011/MB/6 | Decision of the Management Board- Code of good administrative behaviour | Management Board, Corporate Information | Decision | PDF 41.25 KB |
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| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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| 17/04/2012 | 2012/108 | ESMA budget for 2012 | Corporate Information | Reference | PDF 180.43 KB |
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| 07/05/2012 | 2012/275 | ESMA’s 2012 Regulatory Work Programme | Corporate Information | Reference | PDF 198.04 KB |
ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA. The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams. | |||
| 09/11/2012 | 2012/279 | ESMA appoints new chairs to Standing Committees | Corporate Information | Statement | PDF 87.88 KB |
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| 19/09/2012 | 2012/579 | Statement by Steven Maijoor at the ECON hearing on 19/09/2012 | Corporate Information, Speeches | Speech | PDF 190.14 KB |
Statement given by Steven Maijoor, Chair of ESMA, at the ECON hearing in the European Parliament on 19 September 2012 | |||
| 01/10/2012 | 2012/631 | ESMA 2013 Work Programme | Corporate Information | Reference | PDF 699.1 KB |
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| 01/10/2012 | 2012/632 | ESMA 2013-2015 multi annual work programme | Corporate Information | Reference | PDF 298.61 KB |
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| 04/12/2012 | 2012/800 | ESMA’s role in markets reform- Verena Ross, ESMA Executive Director | Corporate Information, Speeches | Speech | PDF 147.98 KB |
Verena Ross, ESMA Executive Director, delivered the keynote address at the ICI Global Trading and Market Structure Conference in London. |