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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/07/2022 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
405.28 KB
09/07/2020 ESMA74-362-608 Guidelines on calculation of positions in SFTs by Trade Repositories , Consultation Paper PDF
799.81 KB
24/08/2021 ESMA74-362-2048 Consultation paper and draft RTS management body DRSPs Consultation Paper PDF
294.51 KB
28/05/2021 ESMA74-362-1941 Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR , , Consultation Paper PDF
658.69 KB
13/07/2021 ESMA74-362-1893 Consultation Paper Guidelines EMIR REFIT Consultation Paper PDF
3.11 MB
24/03/2021 ESMA74-362-1864 CP Technical Advice on simplification TR fees under SFTR and EMIR , Consultation Paper PDF
494.16 KB
11/07/2022 ESMA70-460-34 Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Consultation Paper PDF
998.27 KB
28/01/2022 ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter , , Consultation Paper PDF
565.29 KB
15/07/2021 ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Consultation Paper PDF
530.81 KB
03/10/2019 ESMA70-156-1459 Consultation paper MAR review Consultation Paper PDF
1017.98 KB
27/05/2019 ESMA70-151-1985 Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR Consultation Paper PDF
1.32 MB
23/06/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
470.97 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

03/06/2020 ESMA50-164-3342 Draft Guidelines on Outsourcing to Cloud Service Providers Consultation Paper PDF
390.7 KB
18/01/2018 ESMA35-43-904 Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients Consultation Paper PDF
306.85 KB
13/07/2017 ESMA35-43-748 Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements Consultation Paper PDF
740.94 KB
19/11/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1023.15 KB
08/07/2022 ESMA35-43-3114 CP on Review of the Guidelines on MiFID II product governance requirements Consultation Paper PDF
718.74 KB
27/01/2022 ESMA35-43-2998 Draft Guidelines on certain aspects of the MiFID II suitability requirements Consultation Paper PDF
527.96 KB
24/09/2021 ESMA35-43-2836 Consultation on Review of the MiFID II framework on best execution reports Consultation Paper PDF
452.96 KB
01/10/2021 ESMA35-43-2827 Call for evidence on retail investor protection aspects Consultation Paper PDF
357.05 KB

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