ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/04/2021 | ESMA70-156-4103 | Final Report on SME GMs- MiFID II | Trading | Final Report | PDF 741.13 KB |
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| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 222.9 KB |
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| 06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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| 31/03/2021 | JC 2021 27 | JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 641.71 KB |
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| 31/03/2021 | JC 2021 24 | Joint report on the assessment of the application of the Guidelines on complaints-handling | Joint Committee | Report | PDF 725.04 KB |
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| 31/03/2021 | ESMA35-43-2632 | Application of the temporary suspension of the obligation to publish RTS 27 reports | MiFID - Investor Protection | Statement | PDF 78.5 KB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 29/03/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 883 KB |
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| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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| 25/03/2021 | ESMA22-106-3216 | Summary of conclusions SMSG- 9 February 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 108.05 KB |
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| 24/03/2021 | ESMA70-155-10816 | Annex to Transparency Opinion | Trading | Reference | CSV 65.16 KB |
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| 17/03/2021 | ESMA34-45-1218 | Response form CP Taxonomy Disclosures | Joint Committee, Sustainable finance | Reference | DOCX 569.44 KB |
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| 17/03/2021 | JC 2021 22 | Joint consultation on Taxonomy-related sustainability disclosures | Joint Committee, Sustainable finance | Reference | PDF 1.07 MB |
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| 10/03/2021 | ESMA63-43-1843 | ESMA budget 2021 | Planning reporting budget | Reference | PDF 526 KB |
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| 01/03/2021 | ESMA22-106-3194 | SMSG own initiative advice to ESMA on Wirecard case | Securities and Markets Stakeholder Group | SMSG Advice | PDF 519.92 KB |
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| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
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| 25/02/2021 | JC 2021 06 | Joint ESAs supervisory statement- SFDR | Joint Committee, Sustainable finance | Statement | PDF 220.21 KB |
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| 23/02/2021 | ESMA22-105-1307 | Introductory statement on GameStop share trading- Steven Maijoor | Market Integrity, MiFID - Investor Protection | Statement | PDF 96.93 KB |
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| 17/02/2021 | ESMA70-155-11809 | Episodes of very high volatility in trading of certain stocks | Market Integrity, MiFID - Investor Protection | Statement | PDF 107.47 KB |