ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
58
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove COVID-19 filter COVID-19
- Corporate Disclosure (176) Apply Corporate Disclosure filter
- CESR Archive (102) Apply CESR Archive filter
- Corporate Information (85) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (44) Apply Post Trading filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (34) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (29) Apply MiFID - Secondary Markets filter
- Joint Committee (27) Apply Joint Committee filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Audit (15) Apply Audit filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Prospectus (9) Apply Prospectus filter
- Sustainable finance (9) Apply Sustainable finance filter
- Market Abuse (8) Apply Market Abuse filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Transparency (8) Apply Transparency filter
- Benchmarks (6) Apply Benchmarks filter
- Corporate Finance (6) Apply Corporate Finance filter
- Innovation and Products (5) Apply Innovation and Products filter
- Management Board (4) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- CCP Directorate (2) Apply CCP Directorate filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- Reference (172) Apply Reference filter
- Summary of Conclusions (121) Apply Summary of Conclusions filter
- Guidelines & Recommendations (110) Apply Guidelines & Recommendations filter
- SMSG Advice (89) Apply SMSG Advice filter
- Press Release (87) Apply Press Release filter
- Statement (54) Apply Statement filter
- Consultation Paper (49) Apply Consultation Paper filter
- Opinion (46) Apply Opinion filter
- Report (41) Apply Report filter
- Final Report (30) Apply Final Report filter
- Speech (30) Apply Speech filter
- Decision (24) Apply Decision filter
- Q&A (7) Apply Q&A filter
- Technical Advice (7) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
Your filters
Vacancies X COVID-19 X Board of Supervisors X Securities and Markets Stakeholder Group X Fund Management X Market Integrity X Letter X Compliance table X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2011 | EC 21-02-11 | Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD | Fund Management | Letter | PDF 149.8 KB |
||||
| 16/11/2011 | 2011/382 | Letter to Michel Barnier- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
||||
| 16/11/2011 | 2011/383 | Letter to Jonathan Faull- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
||||
| 16/11/2011 | 2011/384 | Letter to Sharon Bowles- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 200.77 KB |
||||
| 03/05/2012 | 2012/SMSG/25 | Advice on the discussion paper on Proxy Advisors | Securities and Markets Stakeholder Group | Letter | PDF 236.57 KB |
||||
| 24/05/2012 | 2012/SMSG/27b | SMSG advice to ESMA on short selling | Securities and Markets Stakeholder Group | Letter | PDF 86.43 KB |
This document is an advice from the SMSG to ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012)) | |||
| 24/05/2012 | 2012/SMSG/30 | ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG | Securities and Markets Stakeholder Group | Letter | PDF 59.17 KB |
This document is an advice from the SMSG to ESMA's discussion paper on Key concepts ofthe AIFMD and types of AIFM | |||
| 04/06/2012 | 2012/SMSG/29 | SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories | Securities and Markets Stakeholder Group | Letter | PDF 112.88 KB |
||||
| 06/09/2012 | 2012/SMSG/58 | SMSG Advice on EMIR Draft (Regulatory) Technical Standards | Securities and Markets Stakeholder Group | Letter | PDF 235.22 KB |
||||
| 19/12/2012 | 2012/SMSG/69 | SMSG Advice on Guidelines on remuneration policies and practices (MiFID) | Securities and Markets Stakeholder Group | Letter | PDF 169.46 KB |
||||
| 05/03/2013 | 2013/SMSG/03 | SMSG Advice on Benchmarks/Indices | Securities and Markets Stakeholder Group, Benchmarks | Letter | PDF 253.23 KB |
||||
| 18/07/2013 | Ares(2013)2569526 | European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive | Fund Management | Letter | PDF 125.25 KB |
On 8 July 2013 ESMA received a letter from the European Commission (EC) in response to its draft regulatory technical standards in its Final report - Draft Regulatory Technical Standards on types of AIFMs (ESMA/2013/413) submitted to the EC on 2 April 2013 for endorsement. According to Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010, ESMA has 6 weeks starting from 8 July to respond to the EC’s letter. | |||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 30/07/2015 | 2015/1232 | Letter to the European Commission- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 71.12 KB |
||||
| 30/07/2015 | 2015/1233 | Letter to the European Parliament- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 65.84 KB |
||||
| 30/07/2015 | 2015/1234 | Letter to the European Council- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 64.7 KB |
||||
| 19/01/2016 | Ares(2015)5921711 | EU Commission Letter AIFMD Passport | Fund Management | Letter | PDF 63.78 KB |
||||
| 10/03/2016 | 2015/SMSG/028 | SMSG letter PRIIPs past performance | Securities and Markets Stakeholder Group | Letter | PDF 108.61 KB |
||||
| 31/03/2016 | 2016/412 | Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector | Fund Management | Letter | PDF 154.73 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |