ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
42
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Prospectus filter Prospectus
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (70) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Fund Management (23) Apply Fund Management filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (10) Apply Market Abuse filter
- Joint Committee (6) Apply Joint Committee filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Brexit (4) Apply Brexit filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Information (2) Apply Corporate Information filter
- Credit Rating Agencies (2) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- Reference (246) Apply Reference filter
- Letter (243) Apply Letter filter
- SMSG Advice (89) Apply SMSG Advice filter
- Consultation Paper (85) Apply Consultation Paper filter
- Final Report (85) Apply Final Report filter
- Press Release (84) Apply Press Release filter
- Report (72) Apply Report filter
- Statement (70) Apply Statement filter
- Summary of Conclusions (41) Apply Summary of Conclusions filter
- Speech (37) Apply Speech filter
- Guidelines & Recommendations (23) Apply Guidelines & Recommendations filter
- Technical Advice (22) Apply Technical Advice filter
- Q&A (15) Apply Q&A filter
- Technical Standards (11) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- Decision (3) Apply Decision filter
- Annual Report (2) Apply Annual Report filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Audit X Prospectus X Securitisation X Corporate Disclosure X Innovation and Products X Post Trading X Securities and Markets Stakeholder Group X Opinion X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
||||
| 25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
| 21/05/2015 | 2015/838 | ESMA's opinion on the composition of CCP colleges under EMIR | Post Trading | Opinion | PDF 131.98 KB |
||||
| 25/01/2017 | ESMA70-708036281-13 | Exemption from the clearing obligation for pension schemes 24 | Post Trading | Opinion | PDF 199.19 KB |
||||
| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |