ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
5
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Prospectus filter Prospectus
- Post Trading (8) Apply Post Trading filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Joint Committee (2) Apply Joint Committee filter
- Transparency (2) Apply Transparency filter
- Market Abuse (1) Apply Market Abuse filter
- MiFID - Investor Protection (1) Apply MiFID - Investor Protection filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (566) Apply Guidelines & Recommendations filter
- Reference (77) Apply Reference filter
- Consultation Paper (56) Apply Consultation Paper filter
- Press Release (56) Apply Press Release filter
- Final Report (49) Apply Final Report filter
- Compliance table (47) Apply Compliance table filter
- Letter (43) Apply Letter filter
- Report (31) Apply Report filter
- Statement (22) Apply Statement filter
- Speech (21) Apply Speech filter
- Opinion (13) Apply Opinion filter
- Q&A (10) Apply Q&A filter
- Technical Advice (9) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Audit X Guidelines and Technical standards X Crowdfunding X Prospectus X Fund Management X Technical Standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 02/04/2013 | 2013/413 | Final Report- Draft regulatory technical standards on types of AIFMs | Fund Management | Technical Standards | PDF 116.08 KB |
The European Securities and Markets Authority (ESMA) has published its draft regulatory technical standards (RTS) to determine types of alternative investment fund managers (AIFMs), where relevant in the application of the AIFMD. The draft RTS distinguish AIFMs managing alternative investment funds (AIF) of the open-ended type and AIFMs managing AIFs of the closed-ended type, in order to apply the rules on liquidity management, the valuation procedures and the transitional provisions of the AIFMD. ESMA was required to develop these RTS by Article 4(4) of the AIFMD and they are aimed at ensuring uniform conditions of application of the AIFMD across the European Union. | |||
| 20/02/2014 | 2014/160 | Draft implementing technical standards on notification- EuVECA | Fund Management | Technical Standards | PDF 175.99 KB |
||||
| 20/02/2014 | 2014/161 | Draft implementing technical standards on notification- EuSEF | Fund Management | Technical Standards | PDF 29.18 KB |
||||
| 18/09/2015 | 2015/1409 | Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) | Fund Management | Technical Standards | PDF 339.52 KB |