ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
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| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
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| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
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| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
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| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
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| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 20/05/2021 | ESMA70-156-4262 | Opinion for the adjustment of the threshold set out in Article 5(2) of SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 429.84 KB |
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| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
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| 18/03/2020 | ESMA70-155-9581 | Opinion on AMF emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 253.85 KB |
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| 15/04/2020 | ESMA70-155-9854 | Opinion on AMF emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 304.63 KB |
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| 17/03/2020 | ESMA70-155-9556 | Opinion on CNMV emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 173.98 KB |
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| 15/04/2020 | ESMA70-155-9845 | Opinion on CNMV emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 302.98 KB |
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| 17/03/2020 | ESMA70-155-9565 | Opinion on CONSOB emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 346.47 KB |
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| 24/03/2020 | ESMA70-155-9604 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 265.61 KB |
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| 15/04/2020 | ESMA70-155-9848 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 432.15 KB |
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| 19/03/2020 | ESMA70-155-9590 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.27 KB |
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| 15/04/2020 | ESMA70-155-9833 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 306.36 KB |