ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
145
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Brexit filter Brexit
- (-) Remove Prospectus filter Prospectus
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- Speeches (160) Apply Speeches filter
- MiFID - Investor Protection (81) Apply MiFID - Investor Protection filter
- Post Trading (52) Apply Post Trading filter
- Fund Management (43) Apply Fund Management filter
- Market Integrity (39) Apply Market Integrity filter
- Short Selling (39) Apply Short Selling filter
- CESR Archive (34) Apply CESR Archive filter
- Innovation and Products (26) Apply Innovation and Products filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- Credit Rating Agencies (19) Apply Credit Rating Agencies filter
- Corporate Information (17) Apply Corporate Information filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- COVID-19 (15) Apply COVID-19 filter
- Sustainable finance (13) Apply Sustainable finance filter
- Market Abuse (12) Apply Market Abuse filter
- Benchmarks (11) Apply Benchmarks filter
- Securitisation (9) Apply Securitisation filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- CCP Directorate (6) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Trading (3) Apply Trading filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (216) Apply Reference filter
- Investor Warning (93) Apply Investor Warning filter
- Guidelines & Recommendations (92) Apply Guidelines & Recommendations filter
- Press Release (80) Apply Press Release filter
- Final Report (68) Apply Final Report filter
- Consultation Paper (67) Apply Consultation Paper filter
- Statement (65) Apply Statement filter
- Letter (60) Apply Letter filter
- Report (31) Apply Report filter
- Compliance table (11) Apply Compliance table filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Standards (10) Apply Technical Standards filter
- Decision (9) Apply Decision filter
- Annual Report (7) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
Audit X Brexit X Warnings and publications for investors X MiFID - Secondary Markets X Prospectus X Joint Committee X Technical Advice X Q&A X Opinion X Speech X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
09/06/2022 | ESMA24-442-86 | Verena Ross Speech at ICMA AGM, 9 June 2022 | MiFID - Secondary Markets, Speeches, Sustainable finance | Speech | PDF 154.69 KB |
Greening the financial markets challenges and opportunities at the current juncture |
|||
22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
||||
01/06/2022 | ESMA70-445-442 | Verena Ross FESE Convention Speech, 1 June 2022 | Innovation and Products, MiFID - Secondary Markets, Speeches | Speech | PDF 217.79 KB |
||||
01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
13/06/2016 | 2016/945 | Speech for the DSGV Kapitalmarktsymposium- Verena Ross, 10 June 2016, Berlin | MiFID - Secondary Markets | Speech | PDF 275.69 KB |
||||
27/06/2018 | ESMA70-145-924 | Speech by ESMA Executive Director Verena Ross on LEI | Market Integrity, MiFID - Secondary Markets | Speech | PDF 255.18 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
15/07/2022 | ESMA70-872942901-38 | Questions and Answers on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 489.31 KB |
||||
19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
||||
20/05/2022 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1001.92 KB |
||||
27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |