ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
252
REFINE YOUR SEARCH
Sections
- (-) Remove Speeches filter Speeches
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Innovation and Products filter Innovation and Products
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (585) Apply Guidelines and Technical standards filter
- Post Trading (306) Apply Post Trading filter
- Corporate Disclosure (297) Apply Corporate Disclosure filter
- MiFID - Investor Protection (292) Apply MiFID - Investor Protection filter
- Fund Management (289) Apply Fund Management filter
- Press Releases (277) Apply Press Releases filter
- MiFID - Secondary Markets (266) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (218) Apply Credit Rating Agencies filter
- Corporate Information (204) Apply Corporate Information filter
- Joint Committee (199) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (166) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Board of Supervisors (132) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (115) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (101) Apply IFRS Supervisory Convergence filter
- Management Board (95) Apply Management Board filter
- Short Selling (75) Apply Short Selling filter
- IAS Regulation (74) Apply IAS Regulation filter
- Supervisory convergence (74) Apply Supervisory convergence filter
- Procurement (73) Apply Procurement filter
- Market Integrity (72) Apply Market Integrity filter
- Prospectus (65) Apply Prospectus filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securitisation (47) Apply Securitisation filter
- International cooperation (42) Apply International cooperation filter
- Brexit (38) Apply Brexit filter
- Benchmarks (36) Apply Benchmarks filter
- Transparency (27) Apply Transparency filter
- European Single Electronic Format (22) Apply European Single Electronic Format filter
- Audit (20) Apply Audit filter
- Corporate Finance (20) Apply Corporate Finance filter
- Board of Appeal (18) Apply Board of Appeal filter
- Corporate Governance (18) Apply Corporate Governance filter
- Trade Repositories (18) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (11) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Sustainable finance (7) Apply Sustainable finance filter
- ITMG (3) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
- Trading (1) Apply Trading filter
Type of document
- Speech (134) Apply Speech filter
- Reference (31) Apply Reference filter
- Final Report (14) Apply Final Report filter
- Consultation Paper (13) Apply Consultation Paper filter
- Press Release (13) Apply Press Release filter
- Statement (12) Apply Statement filter
- Opinion (8) Apply Opinion filter
- Report (6) Apply Report filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Letter (4) Apply Letter filter
- Compliance table (3) Apply Compliance table filter
- Q&A (3) Apply Q&A filter
- Technical Advice (3) Apply Technical Advice filter
- Annual Report (1) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2010 | IASC 23/06/10 Restoy | "Accounting: Convergence, Governance and Regulation"- Speech given by Fernando Restoy at the IFRS Conference organised by the IASC Foundation | Speeches | Speech | PDF 83.04 KB |
Check against delivery | |||
| 27/03/2013 | 2013/428 | "EMIR: A Fair Price for Safety and Transparency"- speech by Steven Maijoor, ESMA Chair, at the EMIR conference in the Hague | Speeches | Speech | PDF 113.31 KB |
||||
| 11/03/2013 | 2013/279 | "Regulation of systemically important financial institutions and of the shadow banking system"- speech by Steven Maijoor, Chair, at the CDU/CSU congress in Berlin | Corporate Information, Speeches | Speech | PDF 102.94 KB |
||||
| 06/07/2011 | 2011/203 | "The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles" Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum- 6 July 2011 | Speeches | Speech | PDF 35.65 KB |
||||
| 12/07/2011 | ESMA/2011/11/07 | "The new European Supervisory Markets Authority: helping enhance the resilience of financial markets"- speech by Michel Barnier, EU Commissioner, at the ESMA inauguration | Speeches | Speech | PDF 43.2 KB |
||||
| 30/05/2005 | Austria | Accepted Market Practices- Austrian provisions- Not continued under MAR | Market Abuse | Reference | PDF 19.9 KB |
||||
| 30/05/2005 | AMP France Buy Back | Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR | Market Abuse | Reference | PDF 71.11 KB |
||||
| 30/05/2005 | AMP France Liquidity | Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) | Market Abuse | Reference | PDF 107.34 KB |
||||
| 23/06/2011 | AMP Netherlands | Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 | Market Abuse | Reference | PDF 96.72 KB |
The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp. |
|||
| 19/08/2008 | AMP Portugal | Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR | Market Abuse | Reference | PDF 101.04 KB |
The national legal text is available on the CMVM website. |
|||
| 11/02/2008 | AMP Spain | Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 | Market Abuse | Reference | PDF 157.13 KB |
||||
| 22/06/2012 | AMF AMP 2012 | Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR | Market Abuse | Reference | PDF 242.43 KB |
||||
| 15/01/2009 | AMP Greece | Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR | Market Abuse | Reference | PDF 77.84 KB |
||||
| 30/05/2005 | AMP Austria | Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) | Market Abuse | Reference | PDF 78.74 KB |
The Austrian provisions in their original form can be found by clicking on the following link. | |||
| 09/01/2019 | ESMA50-157-1391 | Advice on Initial Coin Offerings and Crypto-Assets | Innovation and Products | Report | PDF 882.48 KB |
||||
| 18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
| 27/02/2018 | ESMA71-319-70 | Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels | Innovation and Products, Speeches | Speech | PDF 168.3 KB |
||||
| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
||||
| 23/09/2016 | 2016/1392 | Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair | Speeches | Reference | PDF 438.02 KB |
The Annex contains key facts and figures about ESMA's activity over the last 12 months. |