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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/08/2007 VDP VDP response Reference PDF
129.3 KB
15/02/2005 US Equivalence USA reponse to questionnaire on GAAP Equivalence Final Report PDF
838.27 KB
22/03/2005 US Enforcement USA response to CESR survey on Enforcement Mechanisms Final Report PDF
3.83 MB
24/08/2007 SP S&P response Reference PDF
587 KB
23/03/2001 ResolutionStockholm Stockholm Resolution Reference PDF
18.53 KB
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001
18/05/2017 pkaspeech Speech by Patrick Armstrong on The Adoption of RegTech within the Financial Services Industry Speech PDF
255.17 KB
24/08/2007 NVB-CRA NVB response Reference PDF
35.34 KB
24/08/2007 MIS Moody's response Reference PDF
322.82 KB
13/10/2010 MiFID Review Compiled Version 2nd set CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information Final Report PDF
705.33 KB
29/07/2010 MiFID Review Compiled Version CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information Final Report PDF
1.13 MB
11/04/2007 McCreevy 05/03/07 Letter from Charlie McCreevy, Commissioner for the Internal Market, regarding standard forms for the notification of holdings of voting rights Letter PDF
87.08 KB
01/10/2016 MB/2016/56rev1 Summary of Conclusions Management Board Meeting 24/05/2016 Summary of Conclusions PDF
230.75 KB
13/04/2010 MARKT G3/SH/cr Ares (2009) Commission request for additional information from CESR in relation to the review of MiFID Reference PDF
79.6 KB
24/08/2007 M&G-CRA M&G response Reference PDF
49.36 KB
15/02/2001 Lamfalussy Report Lamfalussy Report Reference PDF
398.94 KB
The final report by the Committee of Wise Men establishing CESR
24/08/2007 JP MORGAN-CRA JP MORGAN response Reference PDF
746.57 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
280.37 KB
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.
22/12/2014 JC/GL/2014/01/SV Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 , Guidelines & Recommendations XLSX
62.26 KB
22/12/2014 JC/GL/2014/01/SL Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog , Guidelines & Recommendations XLSX
82.26 KB
22/12/2014 JC/GL/2014/01/SK Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) , Guidelines & Recommendations XLSX
65.22 KB

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