ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
9
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Innovation and Products filter Innovation and Products
- CESR Archive (109) Apply CESR Archive filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (13) Apply Fund Management filter
- MiFID - Investor Protection (10) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Joint Committee (4) Apply Joint Committee filter
- Market Abuse (4) Apply Market Abuse filter
- Prospectus (4) Apply Prospectus filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Short Selling (1) Apply Short Selling filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- Press Release (339) Apply Press Release filter
- Reference (205) Apply Reference filter
- Opinion (121) Apply Opinion filter
- Letter (109) Apply Letter filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Statement (80) Apply Statement filter
- Speech (46) Apply Speech filter
- Consultation Paper (44) Apply Consultation Paper filter
- Report (39) Apply Report filter
- Final Report (36) Apply Final Report filter
- Decision (23) Apply Decision filter
- Guidelines & Recommendations (15) Apply Guidelines & Recommendations filter
- Annual Report (12) Apply Annual Report filter
- Q&A (10) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Technical Advice (5) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Innovation and Products X IAS Regulation X MiFID II: Transparency Calculations and DVC X Press Releases X Board of Supervisors X Corporate Finance X Market Integrity X MiFID - Secondary Markets X Compliance table X CESR Document X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 23/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 210.23 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table |