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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|07/02/2014||2014/146||MiFID practices for firms selling complex products||MiFID - Investor Protection, Warnings and publications for investors||Opinion||PDF
|18/12/2013||ESA/2013/035||Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB)||Joint Committee||Opinion||PDF
|Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB)|
|12/05/2016||ESA/2016/41||Opinion of the ESAs- ECAI credit assessments||Credit Rating Agencies, Joint Committee||Opinion||PDF
|31/10/2018||ESMA22-106-1296||SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products||Securities and Markets Stakeholder Group||Opinion||PDF
|28/10/2019||ESMA22-106-1990||SMSG Opinion on ESMA's Report on performance and cost of retail investment products||Securities and Markets Stakeholder Group||Opinion||PDF
|17/12/2021||ESMA35-43-1215||Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body||Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection||Compliance table||PDF
|26/03/2021||JC 2021 16||ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR||Joint Committee, Securitisation||Opinion||PDF
|10/12/2021||JC/2015/087||Compliance Table GL financial conglomerates||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
|18/02/2015||JC/GL/2014/43 Appendix 1||Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors||Guidelines and Technical standards, Joint Committee||Compliance table||PDF
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.