ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
62
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
International cooperation X Market Abuse X Management Board X Board of Supervisors X IAS Regulation X Benchmarks X Credit Rating Agencies X Compliance table X Technical Standards X Consultation Paper X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/07/2022 ESMA81-393-494 CP on Review of the RTS on the form and content of an application for recognition under the Benchmarks Regulation Consultation Paper PDF
541.62 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
28/01/2022 ESMA 80-416-228 Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation Consultation Paper PDF
481.87 KB
15/07/2021 ESMA70-156-3934 Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision Consultation Paper PDF
530.81 KB
26/05/2021 ESMA 33-9-413 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Consultation Paper PDF
392.05 KB
25/02/2021 ESMA80-187-807 Consultation Paper- Guidelines on use of alternative methodology Consultation Paper PDF
263.42 KB
29/01/2021 ESMA 80-196-5019 Consultation Paper on Fees Charged to CRAs by ESMA Consultation Paper PDF
345.85 KB
23/12/2020 ESMA43-370-272 CP on Procedural rules for penalties imposed on Benchmark Administrators Consultation Paper PDF
370.26 KB
25/09/2020 ESMA80-187-623 Consultation Paper on BMR Advice Fees Consultation Paper PDF
479.77 KB
24/09/2020 ESMA74-362-773 CP on MiFID II MiFIR review report , , , Consultation Paper PDF
688.1 KB
30/03/2020 ESMA33-5-829 Call for evidence on access and use of ratings Consultation Paper PDF
307.88 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
129.58 KB
09/03/2020 ESMA70-156-1464 Draft Regulatory Technical Standards under the Benchmarks Regulation Consultation Paper PDF
649.44 KB
13/02/2020 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings , Compliance table PDF
138.03 KB
05/12/2019 ESMA33-9-355 Guidelines on Internal Controls for CRAs Consultation Paper PDF
523.56 KB
03/10/2019 ESMA70-156-1459 Consultation paper MAR review Consultation Paper PDF
1017.98 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information , Compliance table PDF
177.87 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
19/12/2018 ESMA 33-9-290 Consulation Paper on Disclosure Requirements Applicable to Credit Ratings Consultation Paper PDF
519.77 KB
19/07/2018 ESMA 33-9-252 Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs Consultation Paper PDF
1.87 MB

Pages