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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
22/12/2015 2015/WP/2015/2 Working Paper No.2, 2015 “Monitoring systemic risk in the hedge fund sector” Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
872.37 KB

The working paper proposes new measures for systemic risk in the hedge fund sector. These measures are based on the ability of hedge funds to influence (be influenced by) the performance trend of the entire hedge fund sector. The proposed measures display a high ability to identify periods of financial distress, are robust to modifications in the underlying econometric model and deliver an innovation in the monitoring of systemic risks in the fund industry.
20/09/2013 2013/1138 Trends, Risks, Vulnerabilities No. 2, 2013 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.92 MB
12/03/2014 2014/188 Trends, Risks, Vulnerabilities No. 1, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.33 MB
14/02/2013 2013/212 Trends, Risks and Vulnerabilities report Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.03 MB
01/07/2013 2013/805 Supervisory Practices under MAD- Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report PDF
1.17 MB		 ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD).  The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse.
01/07/2013 2013/806 Supervisory Practices under MAD- Mapping Report Market Abuse, Supervisory convergence Final Report PDF
315.44 KB		 ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive.
12/12/2019 ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report PDF
1.17 MB
03/07/2013 2013/326 Retailisation in the EU Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
976.31 KB
30/08/2016 2016/1234 Report on Trends, Risks and Vulnerabilities No.2, 2016 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
3.07 MB
14/09/2015 2015/1290 Report on Trends, Risks and Vulnerabilities No.2, 2015 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.88 MB
06/11/2017 ESMA50-165-416 Report on Trends, Risks and Vulnerabilities No.2 2017- correction Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.89 MB

ERRATUM - In TRV 2 2017,  p.39 table V.3, the values in the last four rows of column five were accidentally misreported. For this reason, ESMA now provides a corrected version, including the corrected values and a footnote pointing to the initial mistake.
20/03/2017 ESMA50-165-279 Report on Trends, Risks and Vulnerabilities No.1, 2017 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.73 MB
17/03/2016 2016/348 Report on Trends, Risks and Vulnerabilities No.1, 2016 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
3.13 MB
11/03/2015 2015/526 Report on Trends, Risks and Vulnerabilities No 1 2015 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.59 MB
03/09/2014 2014/884 Report on Trends Risks Vulnerabilities No. 2, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.5 MB
11/01/2013 EBA/BS/2013/002 Report on the administration and management of Euribor Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
832.36 KB
04/02/2020 ESMA32-67-613 Report on amendments to ESMA Guidelines on enforcement of financial information Transparency Final Report PDF
272.06 KB
22/11/2007 07-693 Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse Final Report PDF
3.44 MB
14/03/2013 ESA/2013/007 Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee Letter PDF
91.91 KB
22/12/2015 2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report PDF
239.64 KB

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