ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1430
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X MiFID II: Transparency Calculations and DVC X Short Selling X MiFID - Investor Protection X Corporate Disclosure X Brexit X Post Trading X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
21/06/2022 ESMA70-155-11635 CSD Register Reference PDF
1.15 MB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
16/06/2022 ESMA70-451-500 Statement on the Implementation of the clearing obligation for pension scheme arrangements Statement PDF
73.53 KB
15/06/2022 ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive , , Reference PDF
998.78 KB
10/06/2022 ESMA70-451-164 Final report on the Clearing Obligation (intragroups) 2022 Final Report PDF
437 KB
10/06/2022 ESA 2022 13 Final Report- Bilateral margin amendments (intragroup) 2022 Final Report PDF
402.02 KB
10/06/2022 ESA_2022_20_ EMIR_RTS_amendments_Intragroup_contracts_Statement 2022 Statement PDF
26.48 KB
09/06/2022 ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report- Risk update Report PDF
340.8 KB
07/06/2022 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Reference PDF
372.64 KB
07/06/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
378.96 KB
03/06/2022 ESMA70-451-114 Final report on the Review of the Commodity Derivative Clearing Threshold under EMIR Final Report PDF
979.44 KB
02/06/2022 ESMA70-156-5011 Final Report on CSDR RTS on Settlement Discipline – Suspension of buy-in Final Report PDF
360.7 KB
01/06/2022 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Reference PDF
97.14 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
23/05/2022 ESMA32-51-907 Letter on the IFRS Interpretations Committee’s tentative agenda decision on Transfer of Insurance Coverage under a Group of Annuity Contracts (IFRS 17) , Letter PDF
110.67 KB
20/05/2022 ESMA65-8-6560 Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting Reference PDF
1.75 MB
20/05/2022 ESMA65-8-7109 Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting Reference PDF
1018.94 KB
20/05/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
647.98 KB
19/05/2022 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
40.34 KB

Pages