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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|22/09/2022||ESMA24-436-1414||Letter to EC on energy derivatives||CCP Directorate, Market Integrity, MiFID - Secondary Markets, Post Trading||Letter||PDF
|22/09/2022||Ares(2022)6980063||Letter from the EC to ESMA on energy derivatives||CCP Directorate, Market Integrity, MiFID - Secondary Markets, Post Trading||Letter||PDF
|19/09/2022||ESMA34-46-101||Register of authorised European long-term investment funds (ELTIFs)||Fund Management||Reference||XLSX
|16/09/2022||ESMA71-102-173||ESMA Q&As- list of questions currently under development||Supervisory convergence||Reference||XLSX
|16/09/2022||CPD22||Joint ESAs Consumer Protection Day- Programme||Joint Committee, MiFID - Investor Protection||Reference||PDF
|13/09/2022||JC 2022 47||List of SFDR queries requiring the interpretation of Union law||Joint Committee, Sustainable finance||Q&A||PDF
|12/09/2022||JC 2022 40||Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2022||Joint Committee, MiFID II: Transparency Calculations and DVC||Report||PDF
|06/09/2022||ESMA70-151-2218||Public Register for the Clearing Obligation under EMIR||Post Trading||Reference||PDF
|23/08/2022||ESMA70-148-2567||List of Central Counterparties authorised to offer services and activities in the Union||Post Trading||Reference||PDF
|17/08/2022||ESMA34-45-974||Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs||Fund Management, Guidelines and Technical standards||Compliance table||PDF
|17/08/2022||ESMA34-45-1128||Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|16/08/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|16/08/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|10/08/2022||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||Post Trading||Reference||PDF
|09/08/2022||ESMA70-155-11635||CSD Register||Post Trading||Reference||PDF
|04/08/2022||ESMA70-156-4448||Q&As- Central Securities Depositories Regulation||Post Trading, Supervisory convergence||Q&A||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|01/08/2022||ESMA35-43-3339||Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms||Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|28/07/2022||C 2022 1931||SFDR Templates||Joint Committee, Sustainable finance||Reference||ZIP
|25/07/2022||ESMA70-708036281-113||Third-country markets considered as equivalent to a regulated market under EMIR||Post Trading||Reference||PDF