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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/05/2022 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
168.74 KB
13/05/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
131.17 KB
13/05/2022 JC 2022 26 SFDR queries forwarded to the Commission , Q&A PDF
132.33 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
12/05/2022 ESMA71-99-1943 ESMA appoints new member to its Management Board- Press release , , , Press Release PDF
94.01 KB
12/05/2022 ESMA70-445-372 Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency , Speech PDF
177.57 KB
10/05/2022 JC 2022 10 Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID , Statement PDF
889.98 KB
06/05/2022 Ares(2022)2937873 Mandate to ESAs on PAI product , Reference PDF
224.93 KB

The three ESA Chairs have received two mandates to make amendments to the SFDR Delegated Regulation – adopted by the Commission on 6 April and currently under scrutiny.

The first one, received on 8 April, invites the ESAs to propose amendments in relation to the information that should be provided in pre-contractual documents, on website and in periodic reports about the exposure of financial products to investments in fossil gas and nuclear energy activities, reflecting the provisions set out in the Complementary Climate Delegated Act (CDA). The amendments should cover pre-contractual and periodic documents or information referred to in Article 6(3) and Article 11(2) SFDR and the product disclosures to be made on websites referred to in Article 10(1) SFDR, for financial products referred to in Article 8(1) to (2a) SFDR and in Article 9(1) to (4a) SFDR. The ESAs are invited to submit the amendments to the draft regulatory technical standards (RTS) as requested by the Commission at the latest by 30 September 2022. The amendments to the Delegated Regulation will have to ensure that the disclosures about the degree to which investments are in taxonomy-aligned activities provide for full transparency about investments in fossil gas and nuclear energy activities, in particular on the proportion such investments represent within all investments and in environmentally sustainable economic activities.

On 28 April 2022 the three ESAs Chairs received a second mandate to review the indicators for principal adverse impact (PAI) and the financial product disclosures in the SFDR Delegated Regulation. The Commission has invited the ESAs to (1) streamline and develop further the regulatory framework, (2) consider extending the lists of universal indicators for principal adverse impacts, as well as other indicators, and (3) refine the content of all the indicators for adverse impacts and their respective definitions, applicable methodologies, metrics and presentation. In addition, the mandate invites the ESAs to propose amendments regarding decarbonisation targets and to consider whether the financial products making taxonomy-aligned investments (referred to in Articles 5-6 of the Taxonomy Regulation) sufficiently address the disclosure and information on taxonomy-aligned economic activities. The ESAs should use this second mandate to develop draft RTS in accordance with Articles 4(6) and (7), 8(3), 8(4), 9(5), 9(6), 10(2), 11(4) and 11(5) SFDR in conjunction with Articles 10 of the ESAs Founding Regulations,3 and, where necessary, Article 2a(3) SFDR, and have been asked to provide their input at the latest within 12 months from the receipt of the letter, meaning by 28 April 2023. 

06/05/2022 Ares(2022)2798608 Mandate to the ESAs to develop SFDR RTS on product exposures to gas and nuclear activities , Reference PDF
204.17 KB

The three ESA Chairs have received two mandates to make amendments to the SFDR Delegated Regulation – adopted by the Commission on 6 April and currently under scrutiny.

The first one, received on 8 April, invites the ESAs to propose amendments in relation to the information that should be provided in pre-contractual documents, on website and in periodic reports about the exposure of financial products to investments in fossil gas and nuclear energy activities, reflecting the provisions set out in the Complementary Climate Delegated Act (CDA). The amendments should cover pre-contractual and periodic documents or information referred to in Article 6(3) and Article 11(2) SFDR and the product disclosures to be made on websites referred to in Article 10(1) SFDR, for financial products referred to in Article 8(1) to (2a) SFDR and in Article 9(1) to (4a) SFDR. The ESAs are invited to submit the amendments to the draft regulatory technical standards (RTS) as requested by the Commission at the latest by 30 September 2022. The amendments to the Delegated Regulation will have to ensure that the disclosures about the degree to which investments are in taxonomy-aligned activities provide for full transparency about investments in fossil gas and nuclear energy activities, in particular on the proportion such investments represent within all investments and in environmentally sustainable economic activities.

On 28 April 2022 the three ESAs Chairs received a second mandate to review the indicators for principal adverse impact (PAI) and the financial product disclosures in the SFDR Delegated Regulation. The Commission has invited the ESAs to (1) streamline and develop further the regulatory framework, (2) consider extending the lists of universal indicators for principal adverse impacts, as well as other indicators, and (3) refine the content of all the indicators for adverse impacts and their respective definitions, applicable methodologies, metrics and presentation. In addition, the mandate invites the ESAs to propose amendments regarding decarbonisation targets and to consider whether the financial products making taxonomy-aligned investments (referred to in Articles 5-6 of the Taxonomy Regulation) sufficiently address the disclosure and information on taxonomy-aligned economic activities. The ESAs should use this second mandate to develop draft RTS in accordance with Articles 4(6) and (7), 8(3), 8(4), 9(5), 9(6), 10(2), 11(4) and 11(5) SFDR in conjunction with Articles 10 of the ESAs Founding Regulations,3 and, where necessary, Article 2a(3) SFDR, and have been asked to provide their input at the latest within 12 months from the receipt of the letter, meaning by 28 April 2023. 

04/05/2022 ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation- 2021 update , Guidelines & Recommendations PDF
619.42 KB
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02/05/2022 JC 2022 20 Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation , Report PDF
3.38 MB
02/05/2022 ESMA82-402-859 Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations Reference DOCX
504.18 KB
02/05/2022 JC 2022 22 Joint Consultation on sustainability disclosures for STS securitisation Consultation Paper PDF
615.47 KB
29/04/2022 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
66.09 KB
25/04/2022 Overview recruitments Overview recruitments , Reference PDF
794.94 KB

Updated April 2022

20/04/2022 ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds , Compliance table PDF
192.62 KB
19/04/2022 JC 2022 01 Joint Committee Annual Report 2021 Annual Report PDF
217.87 KB
13/04/2022 JC 2022 09 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 , Report PDF
949.47 KB
13/04/2022 ESMA70-156-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision , Guidelines & Recommendations PDF
157.26 KB
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12/04/2022 Joint Committee Innovation Facilitators in the EU Reference PDF
332.29 KB

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