ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Prospectus filter Prospectus
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- CESR Archive (110) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Post Trading (16) Apply Post Trading filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Fund Management (7) Apply Fund Management filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- MiFID - Investor Protection (6) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (4) Apply MiFID - Secondary Markets filter
- Short Selling (3) Apply Short Selling filter
- Sustainable finance (3) Apply Sustainable finance filter
- Market Abuse (2) Apply Market Abuse filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove CESR Document filter CESR Document
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (245) Apply Reference filter
- Speech (168) Apply Speech filter
- Press Release (109) Apply Press Release filter
- Summary of Conclusions (98) Apply Summary of Conclusions filter
- Guidelines & Recommendations (89) Apply Guidelines & Recommendations filter
- Final Report (84) Apply Final Report filter
- Report (66) Apply Report filter
- Consultation Paper (60) Apply Consultation Paper filter
- Statement (59) Apply Statement filter
- Opinion (49) Apply Opinion filter
- Letter (41) Apply Letter filter
- Decision (30) Apply Decision filter
- Q&A (19) Apply Q&A filter
- Annual Report (11) Apply Annual Report filter
- Compliance table (9) Apply Compliance table filter
- Technical Standards (3) Apply Technical Standards filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Speeches X Board of Supervisors X Careers X Prospectus X Joint Committee X Innovation and Products X Securitisation X Supervisory convergence X Market Integrity X Technical Advice X SMSG Advice X Vacancy X CESR Document X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |