ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/12/2012 | 2012/824 | Written statement from the Chair of the European Securities and Markets Authority (ESMA) to the Agriculture Committee of the U.S. House of Repre-sentatives on the Dodd-Frank derivatives reform and the challenges facing U.S. and international markets | Speeches | Speech | PDF 84.55 KB |
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| 07/02/2012 | 2012/73 | What problems do consumers face when seeking financial advice?- speech by Steven Maijoor | Speeches | Speech | PDF 43.02 KB |
This speech was delivered at the EP/EC event "Financial advice provided by non-profit entities to consumers" on 7 February 2012. | |||
| 03/10/2018 | ESMA70-156-787 | WFE_Speech_Steven Maijoor | Speeches | Speech | PDF 185.2 KB |
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| 28/05/2014 | 2014/576 | Voting Procedures for CCP colleges under EMIR | Post Trading | Opinion | PDF 94.15 KB |
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| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
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| 17/11/2015 | 2015/1680 | Verena Ross Statement ECON 17 Nov 2015 | Corporate Information, Speeches | Speech | PDF 164.34 KB |
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| 28/11/2018 | ESMA35-43-1376 | Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference | MiFID - Investor Protection, Speeches | Speech | PDF 247.6 KB |
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| 05/12/2017 | ESMA34-45-450 | Verena Ross Keynote ICI Global conference | Speeches | Speech | PDF 187.78 KB |
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| 22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
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| 11/12/2020 | ESMA74-362-853 | Validation table for reporting under the revised technical standards | Post Trading | Reference | XLSX 58.63 KB |
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| 14/06/2013 | 2224977 | Updated mandate on EMIR equivalence | Post Trading | Letter | PDF 364.5 KB |
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| 27/05/2019 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLS 80 KB |
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| 15/06/2018 | 2016-1521 Annex 1 | Transaction reporting validation rules | Post Trading | Reference | XLSX 536.07 KB |
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| 01/04/2014 | 2014/336 | Trade Repository Supervision Work Plan 2014 | Post Trading | Reference | PDF 111.34 KB |
The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates. |
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| 26/04/2013 | 2013/514 | Towards an EU-Securities Market: Challenges for Banks. ESMA Executive Director, Verena Ross | Speeches | Speech | PDF 84.88 KB |
25 April 2013, National Bank of Belgium, Brussels European Banking Federation Conference – National Bank of Belgium | |||
| 06/06/2018 | ESMA71-319-79 | Towards a genuine single European financial market – the role of regulation and supervision, CIRSF Annual International Conference 2018- Lisbon- Verena Ross | Speeches | Speech | PDF 264.18 KB |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 04/04/2016 | 2016/228 | ToR PTSC | Post Trading | Reference | PDF 147.27 KB |
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| 12/07/2018 | ESMA42-110-998 | Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union | Brexit, Supervisory convergence | Statement | PDF 128.92 KB |
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| 22/07/2016 | ETCM | Third-country markets considered as equivalent to a regulated market under EMIR | Post Trading | Reference | PDF 88.12 KB |