ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Fund Management filter Fund Management
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Securitisation filter Securitisation
- Procurement (62) Apply Procurement filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Prospectus (2) Apply Prospectus filter
- Short Selling (2) Apply Short Selling filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Joint Committee (1) Apply Joint Committee filter
- Market Integrity (1) Apply Market Integrity filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove CLOSED Procedure filter CLOSED Procedure
- Final Report (346) Apply Final Report filter
- Press Release (318) Apply Press Release filter
- Consultation Paper (242) Apply Consultation Paper filter
- Reference (217) Apply Reference filter
- Letter (111) Apply Letter filter
- CESR Document (110) Apply CESR Document filter
- Guidelines & Recommendations (106) Apply Guidelines & Recommendations filter
- Report (53) Apply Report filter
- Speech (50) Apply Speech filter
- Statement (23) Apply Statement filter
- Annual Report (21) Apply Annual Report filter
- Opinion (18) Apply Opinion filter
- Compliance table (12) Apply Compliance table filter
- Technical Advice (9) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
Your filters
ITMG X Risk Analysis & Economics - Markets Infrastructure Investors X CESR Archive X Securities Financing Transactions X Fund Management X Securitisation X Market Abuse X Q&A X CLOSED Procedure X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
||||
| 01/10/2010 | 10-1143 | Tender for the Creation of a Logo and Graphical elements for European Securities and Markets Authority | CESR Archive | CLOSED Procedure | PDF 208.11 KB |
||||
| 27/10/2010 | 10-1264 Q&A 1 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 1 | CESR Archive | CLOSED Procedure | PDF 57.19 KB |
||||
| 27/10/2010 | 10-1264 Q&A 2 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 2 | CESR Archive | CLOSED Procedure | PDF 54.6 KB |
||||
| 08/10/2010 | 10-1264a | Règlement de la consultation- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 443.87 KB |
||||
| 08/10/2010 | 10-1264b | CAHIER DES CLAUSES PARTICULIERES- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 438.62 KB |
||||
| 08/10/2010 | 10-1264c | ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS | CESR Archive | CLOSED Procedure | PDF 134.85 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 01/10/2010 | 10-320 | Tender for the development, support and maintenance of the website of ESMA | CESR Archive | CLOSED Procedure | ZIP 4.27 MB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 21/02/2012 | 2012/113 | Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 | Fund Management | Q&A | PDF 83.79 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements. | |||
| 21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
||||
| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 31/05/2016 | 2016/774 | Q&A on the Application of the EuSEF and EuVECA Regulations | Fund Management | Q&A | PDF 212.93 KB |
||||
| 28/05/2020 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.18 MB |