ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- CESR Archive (183) Apply CESR Archive filter
- Post Trading (43) Apply Post Trading filter
- Fund Management (34) Apply Fund Management filter
- Credit Rating Agencies (25) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (22) Apply MiFID - Secondary Markets filter
- Joint Committee (20) Apply Joint Committee filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Prospectus (12) Apply Prospectus filter
- Market Abuse (11) Apply Market Abuse filter
- Market Integrity (8) Apply Market Integrity filter
- Securitisation (5) Apply Securitisation filter
- Short Selling (5) Apply Short Selling filter
- Benchmarks (4) Apply Benchmarks filter
- Transparency (4) Apply Transparency filter
- Corporate Governance (3) Apply Corporate Governance filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Corporate Finance (2) Apply Corporate Finance filter
- Innovation and Products (2) Apply Innovation and Products filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- Guidelines & Recommendations (535) Apply Guidelines & Recommendations filter
- Compliance table (30) Apply Compliance table filter
- Reference (10) Apply Reference filter
- Final Report (6) Apply Final Report filter
- Press Release (1) Apply Press Release filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |