ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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24/08/2007 | VDP | VDP response | CESR Archive | Reference | PDF 129.3 KB |
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15/02/2005 | US Equivalence | USA reponse to questionnaire on GAAP Equivalence | CESR Archive | Final Report | PDF 838.27 KB |
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22/03/2005 | US Enforcement | USA response to CESR survey on Enforcement Mechanisms | CESR Archive | Final Report | PDF 3.83 MB |
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31/03/2016 | UCITS RF | UCITS Infringement reporting form template | Fund Management | Reference | DOCX 51.1 KB |
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24/08/2007 | SP | S&P response | CESR Archive | Reference | PDF 587 KB |
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28/09/2018 | RPMMF | Response form for consultation on MMF stress testing guidelines | Fund Management | Reference | DOCX 770.87 KB |
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28/03/2019 | rp1 | Response form consulation on ELTIF RTS | Fund Management | Reference | DOCX 769.35 KB |
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23/03/2001 | ResolutionStockholm | Stockholm Resolution | CESR Archive | Reference | PDF 18.53 KB |
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001 | |||
31/10/2018 | Ref. Ares(2018)5093685 | Letter from Commission VP Dombrovskis response to ESMA letter on implementation of the MMF Regulation | Fund Management | Letter | PDF 54.88 KB |
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24/08/2007 | NVB-CRA | NVB response | CESR Archive | Reference | PDF 35.34 KB |
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19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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24/08/2007 | MIS | Moody's response | CESR Archive | Reference | PDF 322.82 KB |
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13/10/2010 | MiFID Review Compiled Version 2nd set | CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 705.33 KB |
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29/07/2010 | MiFID Review Compiled Version | CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 1.13 MB |
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11/04/2007 | McCreevy 05/03/07 | Letter from Charlie McCreevy, Commissioner for the Internal Market, regarding standard forms for the notification of holdings of voting rights | CESR Archive | Letter | PDF 87.08 KB |