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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|18/01/2021||JC 2020 85||Annex to draft ITS on IGT and RC reporting templates for conglomerates||Joint Committee||Reference||PDF
|18/01/2021||JC 2021 01||ESAs JC Letter to EU Commission on ITS FICOD reporting templates||Joint Committee||Letter||PDF
|18/01/2021||JC 2020 84||Final draft report on draft ITS on IGT and RC reporting templates for conglomerates||Joint Committee||Final Report||PDF
|15/01/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|14/01/2021||JC 2021 02||Letter to EU Commission on priority issues relating to SFDR application||Joint Committee, Sustainable finance||Letter||PDF
|04/01/2021||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|04/01/2021||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|04/01/2021||ESMA71-99-1498||Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories||Brexit, Credit Rating Agencies, Press Releases, Trade Repositories||Press Release||PDF
|21/12/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/12/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/12/2020||ESMA32-61-445||ESMA32-61-445 ESMA's CL to EFRAG on IASB DP Goodwill and Impairment||Corporate Disclosure, IAS Regulation||Letter||PDF
|18/12/2020||ESMA32-61-413||ESMA32-61-413 ESMA's CL to IASB DP Goodwill and Impairment||Corporate Disclosure, IAS Regulation||Letter||PDF
|17/12/2020||106/20/COL||ESA Third Renewal Decision under Art. 28(1) SSR||COVID-19, Market Integrity, Short Selling||Decision||PDF
|17/12/2020||ESMA70 -155-11608||Decision renewal art. 28 SSR reporting threshold- December 2020||COVID-19, Market Integrity, Short Selling||Decision||PDF
|14/12/2020||ESMA 33-9-383||CRA Market Share Calculation 2020||Credit Rating Agencies||Annual Report||PDF
|08/12/2020||ESMA32-67-765||Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them||IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency||Speech||PDF
|07/12/2020||JC 2020 86||ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period||Brexit, Joint Committee||Statement||PDF
|01/12/2020||ESMA32-67-142||Compliance table on ESMA Guidelines on the enforcement of financial information||Corporate Disclosure, IFRS Supervisory Convergence||Compliance table||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|06/11/2020||ESMA71-99-1432||Opening Statement Verena Ross ECMI 6 November 2020||Credit Rating Agencies, Speeches||Speech||PDF