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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/08/2021 CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Reference PDF
178.79 KB
29/07/2021 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Q&A PDF
409.83 KB
29/07/2021 ESMA22-106-3387 SoC Management Board- 19 May 2021 Summary of Conclusions PDF
66.52 KB
26/07/2021 ESMA70-155-11635 CSD Register Reference PDF
1.12 MB
21/07/2021 ESMA35-43-2748 Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Statement PDF
161.08 KB
19/07/2021 ESMA35-43-2751 Sanctions and measures imposed under MiFID II in 2020 Report PDF
383.39 KB
19/07/2021 ESMA35-36-2324 CP on Guidelines on certain aspects of the MiFID II remuneration requirements Consultation Paper PDF
624.54 KB
16/07/2021 ESMA70-156-4582 Report to the EC- CSDR Banking services Report PDF
727.83 KB
15/07/2021 ESMA70-156-4563 3rd Annual Report on supervisory measures and penalties under EMIR Report PDF
997.75 KB
15/07/2021 ESMA71-99-1709 Press Release- ESMA SPACs statement , , Press Release PDF
91.75 KB
15/07/2021 ESMA32-384-5209 ESMA Public Statement SPACs , Statement PDF
151.59 KB
13/07/2021 ESMA70-156-4714 Statement access ETDs 2021 , Statement PDF
79.74 KB
13/07/2021 ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Statement PDF
130.24 KB
12/07/2021 ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR , , , Final Report PDF
278.42 KB
12/07/2021 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Reference PDF
408.02 KB
09/07/2021 ESMA70-156-4704_ Response Form_CP_RFRS Reference DOCX
750.35 KB
09/07/2021 ESMA70-156-4454 Consultation paper on the CO and DTO for swaps referencing RFRs Consultation Paper PDF
927.18 KB
09/07/2021 ESMA35-42-1186 Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business Letter PDF
253.15 KB
02/07/2021 ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Final Report PDF
883.62 KB
02/07/2021 ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Reference XLSX
70.83 KB

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