ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
401
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (609) Apply Guidelines and Technical standards filter
- Post Trading (362) Apply Post Trading filter
- Fund Management (344) Apply Fund Management filter
- Corporate Disclosure (330) Apply Corporate Disclosure filter
- Press Releases (329) Apply Press Releases filter
- MiFID - Secondary Markets (328) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (322) Apply MiFID - Investor Protection filter
- Joint Committee (234) Apply Joint Committee filter
- Corporate Information (231) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (196) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (194) Apply Board of Supervisors filter
- Speeches (150) Apply Speeches filter
- Risk Analysis & Economics - Markets Infrastructure Investors (144) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Supervisory convergence (119) Apply Supervisory convergence filter
- Management Board (118) Apply Management Board filter
- IFRS Supervisory Convergence (109) Apply IFRS Supervisory Convergence filter
- Market Integrity (101) Apply Market Integrity filter
- Short Selling (97) Apply Short Selling filter
- IAS Regulation (84) Apply IAS Regulation filter
- Procurement (82) Apply Procurement filter
- Market Abuse (79) Apply Market Abuse filter
- Prospectus (72) Apply Prospectus filter
- Benchmarks (62) Apply Benchmarks filter
- Planning reporting budget (62) Apply Planning reporting budget filter
- Brexit (59) Apply Brexit filter
- International cooperation (48) Apply International cooperation filter
- COVID-19 (47) Apply COVID-19 filter
- Trade Repositories (39) Apply Trade Repositories filter
- Sustainable finance (38) Apply Sustainable finance filter
- Transparency (35) Apply Transparency filter
- Corporate Finance (31) Apply Corporate Finance filter
- European Single Electronic Format (31) Apply European Single Electronic Format filter
- Trading (31) Apply Trading filter
- Securities Financing Transactions (26) Apply Securities Financing Transactions filter
- CCP Directorate (24) Apply CCP Directorate filter
- Board of Appeal (23) Apply Board of Appeal filter
- Audit (20) Apply Audit filter
- Careers (14) Apply Careers filter
- Market data (12) Apply Market data filter
- MiFID II: Transparency Calculations and DVC (12) Apply MiFID II: Transparency Calculations and DVC filter
- ITMG (4) Apply ITMG filter
- Crowdfunding (3) Apply Crowdfunding filter
- Vacancies (3) Apply Vacancies filter
- ESMA newsletter (1) Apply ESMA newsletter filter
Type of document
- Reference (84) Apply Reference filter
- Press Release (70) Apply Press Release filter
- Guidelines & Recommendations (42) Apply Guidelines & Recommendations filter
- Consultation Paper (39) Apply Consultation Paper filter
- Statement (29) Apply Statement filter
- Final Report (26) Apply Final Report filter
- Decision (23) Apply Decision filter
- Report (22) Apply Report filter
- Speech (19) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Letter (11) Apply Letter filter
- Opinion (7) Apply Opinion filter
- Annual Report (6) Apply Annual Report filter
- Q&A (5) Apply Q&A filter
- Technical Standards (5) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Innovation and Products, Market data | Report | PDF 2.54 MB |
||||
| 13/04/2021 | ESMA80-195-858 | ESMA response to ESRB letter on procyclicality of credit ratings | Credit Rating Agencies | Letter | PDF 180.39 KB |
||||
| 07/04/2021 | ESMA33-9-295 | Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition | Credit Rating Agencies | Guidelines & Recommendations | PDF 338.43 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroslsv | |||
| 30/03/2021 | ESMA71-99-1622 | CRA Enforcement Case Moodys March 2021 | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 134.39 KB |
||||
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 26/03/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 279.8 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 12/03/2021 | ESMA33-9-320 | Guidelines On Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 135.98 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 10/03/2021 | ESMA33-9-371 | Guidelines on Internal Control for CRAs | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 297.77 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 18/02/2021 | ESMA WP-2021-03 | ESMA working paper on MiFID II research unbundling | Innovation and Products | Report | PDF 1.18 MB |
Presentation given during the Webinar organised on 25 February 2021 ESMA50-165-1308_RESEARCH_UNBUNDLING_PRESENTATION.PDF (europa.eu) |
|||
| 09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
||||
| 05/02/2021 | ESMA33-128-1001 | Guidelines on portability of information between securitisation repositories under the Securitisation Regulation | Securitisation | Guidelines & Recommendations | PDF 194.41 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 04/02/2021 | ESMA50-164-4111 | Keynote speech- Safely navigating accelerating digital transformation- Steven Maijoor | Innovation and Products, Speeches | Speech | PDF 127.1 KB |
||||
| 29/01/2021 | ESMA 80-196-5019 | Consultation Paper on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Consultation Paper | PDF 345.85 KB |
||||
| 29/01/2021 | ESMA 80-196-5030 | Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA | Credit Rating Agencies | Reference | DOCX 751.49 KB |