ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
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| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 02/05/2016 | 2016/666 | Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 193.79 KB |
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| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
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| 02/05/2016 | 2016/668 | Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 152.8 KB |
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| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
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| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
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| 30/05/2016 | 2016/730 | Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 148.29 KB |
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| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
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| 22/05/2017 | ESMA70-156-117 | Opinion on traded on a trading venue under MiFID II | MiFID - Secondary Markets | Opinion | PDF 155.64 KB |
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| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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| 10/08/2017 | ESMA70-155-988 | ESMA Opinion on AMF position limits on corn | MiFID - Secondary Markets | Opinion | PDF 337.15 KB |
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| 10/08/2017 | ESMA70-155-983 | ESMA Opinion on AMF position limits on milling wheat | MiFID - Secondary Markets | Opinion | PDF 348.35 KB |
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| 10/08/2017 | ESMA70-155-993 | ESMA Opinion on AMF position limits on rapeseed | MiFID - Secondary Markets | Opinion | PDF 421.96 KB |
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| 24/10/2017 | ESMA70-155-2270 | MiFID II position limits London cocoa contracts | MiFID - Secondary Markets | Opinion | PDF 124.05 KB |
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| 24/10/2017 | ESMA70-155-2274 | MiFID II position limits on Robusta coffee contracts | MiFID - Secondary Markets | Opinion | PDF 138.74 KB |
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| 24/10/2017 | ESMA70-155-2288 | MiFID II position limits on ICE white sugar contracts | MiFID - Secondary Markets | Opinion | PDF 122.88 KB |
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| 24/10/2017 | ESMA-70-155-1818 | MiFID II position limits on aluminium contracts | MiFID - Secondary Markets | Opinion | PDF 130.07 KB |