ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
39
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securitisation filter Securitisation
- Securities and Markets Stakeholder Group (99) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (27) Apply Post Trading filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Joint Committee (19) Apply Joint Committee filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Innovation and Products (13) Apply Innovation and Products filter
- MiFID - Investor Protection (12) Apply MiFID - Investor Protection filter
- Sustainable finance (11) Apply Sustainable finance filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Corporate Information (9) Apply Corporate Information filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- CCP Directorate (6) Apply CCP Directorate filter
- Market Abuse (6) Apply Market Abuse filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Trade Repositories (4) Apply Trade Repositories filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Management Board (2) Apply Management Board filter
- Corporate Governance (1) Apply Corporate Governance filter
- Short Selling (1) Apply Short Selling filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove SMSG Advice filter SMSG Advice
- Speech (168) Apply Speech filter
- Reference (132) Apply Reference filter
- Guidelines & Recommendations (115) Apply Guidelines & Recommendations filter
- Consultation Paper (68) Apply Consultation Paper filter
- Press Release (68) Apply Press Release filter
- Opinion (50) Apply Opinion filter
- Final Report (48) Apply Final Report filter
- Statement (37) Apply Statement filter
- Letter (33) Apply Letter filter
- Decision (27) Apply Decision filter
- Compliance table (17) Apply Compliance table filter
- Q&A (11) Apply Q&A filter
- Technical Advice (11) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- Annual Report (2) Apply Annual Report filter
- CESR Document (2) Apply CESR Document filter
Your filters
Careers X Speeches X Prospectus X Board of Appeal X Market Integrity X Securitisation X Fund Management X SMSG Advice X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/06/2013 | 2013/619 Annex II | Comparative table of responses from EEA States | Prospectus | Report | PDF 2.15 MB |
||||
| 10/06/2013 | 2013/619 Annex III | Individual responses from EEA States | Prospectus | Report | PDF 2.63 MB |
||||
| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
||||
| 28/07/2016 | 2016/1170 | Report on EEA prospectus activity in 2015 | Corporate Disclosure, Prospectus | Report | PDF 674.63 KB |
||||
| 16/02/2016 | 2016/297 | Follow-up MMF | Fund Management, Supervisory convergence | Report | PDF 882.13 KB |
||||
| 31/03/2016 | 2016/411 | Guidelines on sound remuneration policies under the UCITS Directive and AIFMD | Fund Management | Report | PDF 1.39 MB |
Article 14a(4) of Directive 2009/65/EC (“UCITS Directive”), as amended by Directive 2014/91/EU (“UCITS V Directive”) provides that ESMA shall issue guidelines addressed to competent authorities or financial market participants concerning the application of the remuneration principles set out under Article 14b of the UCITS Directive (“UCITS Remuneration Guidelines”). This final report sets out the final text of the guidelines on remuneration policies required by the UCITS V Directive and also provides for a targeted revision of the Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) (“AIFMD Remuneration Guidelines”), which were originally published on 3 July 2013. |
|||
| 01/07/2021 | ESMA 34-45-1219 | Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds | Fund Management | Report | PDF 1.36 MB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Innovation and Products, Market data | Report | PDF 2.54 MB |
||||
| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
||||
| 31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
||||
| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
||||
| 20/07/2021 | ESMA32-382-1153 | Prospectus activity and sanctions report 2020 | Prospectus | Report | PDF 458.21 KB |
||||
| 24/09/2020 | ESMA32-384-4852 | Prospectus Activity Report 2019 | Prospectus | Report | PDF 406.85 KB |
||||
| 05/10/2020 | ESMA33-128-1001_ | Final Report_Guidelines on Portability of Information between Securitisation Repositories | Securitisation | Report | PDF 279.02 KB |
||||
| 16/07/2018 | ESMA33-128-473 | Final Report- Draft RTS on authorisation of firms providing STS verification services | Securitisation | Report | PDF 593.91 KB |
||||
| 16/07/2018 | ESMA33-128-477 | Final Report on STS notification | Securitisation | Report | PDF 1.5 MB |
||||
| 12/11/2020 | ESMA34-32-548 | Penalties and measures imposed under the AIFMD Directive in 2018- 2019 | Fund Management | Report | PDF 565.29 KB |
||||
| 20/07/2021 | ESMA34-32-865 | Penalties and measures imposed under the AIFMD in 2020 | Fund Management | Report | PDF 510 KB |
||||
| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |