ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/05/2005 04-505b Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations PDF
119.41 KB		 http://www.cesr-eu.org/data/document/04_505b.pdf
15/05/2009 09-219 Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations PDF
281.09 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
15/12/2010 EU 1092/2010 Regulation establishing the ESRB Corporate Information Reference PDF
944.87 KB
15/12/2010 EU 1095/2010 Regulation establishing ESMA Corporate Information Reference PDF
708.89 KB

Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014
03/01/2011 2011/9 Frequently asked questions- a guide to understanding ESMA Corporate Information Reference PDF
307.77 KB
03/01/2011 ESMA workplan ESMA workplan Corporate Information Reference PDF
116.35 KB
14/01/2011 2011/5 Call for evidence- criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) Credit Rating Agencies Consultation Paper PDF
218.02 KB
26/01/2011 2011/35 Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Consultation Paper PDF
3.85 MB
10/03/2011 2011/11 Public statement of consultation practices Corporate Information Statement PDF
102.44 KB
10/03/2011 2011/MB/3 Decision of the Management Board- Internal language arrangements Management Board, Corporate Information Decision PDF
18.51 KB
10/03/2011 2011/MB/4 Decision of the Management Board- Professional secrecy Management Board, Corporate Information Decision PDF
34.68 KB
10/03/2011 ESMA41-140-155 Decision of the Management Board- Code of good administrative behaviour Corporate Information, Management Board Decision PDF
179.82 KB
18/03/2011 2011/97 Consultation paper- ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 Credit Rating Agencies Consultation Paper PDF
273.66 KB
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Corporate Disclosure Guidelines & Recommendations PDF
593.19 KB
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR Prospectus, Corporate Disclosure CESR Document PDF
384.63 KB
23/03/2011 2011/36 Public statement- Framework for third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Corporate Disclosure Statement PDF
317.51 KB
23/03/2011 2011/37 Public statement- ESMA statement on Israeli laws and regulations on prospectuses Prospectus, Corporate Disclosure Statement PDF
187.46 KB
23/03/2011 2011/82 Press release- ESMA establishes a framework for third country prospectus and applies this new framework to facilitate Israeli issuers access Prospectus, Corporate Disclosure, Press Releases Press Release PDF
189.19 KB
28/03/2011 2011/22 Report- ESMA Data on Prospectuses Approved and Passported- July 2010 to December 2010 Prospectus, Corporate Disclosure Final Report PDF
134.79 KB

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