ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
629
REFINE YOUR SEARCH
Sections
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Short Selling filter Short Selling
- (-) Remove IAS Regulation filter IAS Regulation
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Corporate Finance filter Corporate Finance
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (637) Apply Guidelines and Technical standards filter
- Post Trading (414) Apply Post Trading filter
- Fund Management (385) Apply Fund Management filter
- MiFID - Investor Protection (381) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (365) Apply MiFID - Secondary Markets filter
- Press Releases (360) Apply Press Releases filter
- Corporate Disclosure (349) Apply Corporate Disclosure filter
- Joint Committee (331) Apply Joint Committee filter
- Corporate Information (265) Apply Corporate Information filter
- Credit Rating Agencies (265) Apply Credit Rating Agencies filter
- Board of Supervisors (236) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (218) Apply Securities and Markets Stakeholder Group filter
- Speeches (167) Apply Speeches filter
- Warnings and publications for investors (142) Apply Warnings and publications for investors filter
- Management Board (138) Apply Management Board filter
- IFRS Supervisory Convergence (131) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (130) Apply Supervisory convergence filter
- CCP Directorate (123) Apply CCP Directorate filter
- Market Integrity (114) Apply Market Integrity filter
- Procurement (96) Apply Procurement filter
- Market Abuse (92) Apply Market Abuse filter
- Benchmarks (88) Apply Benchmarks filter
- Prospectus (82) Apply Prospectus filter
- Planning reporting budget (72) Apply Planning reporting budget filter
- Securitisation (68) Apply Securitisation filter
- Brexit (64) Apply Brexit filter
- COVID-19 (51) Apply COVID-19 filter
- International cooperation (49) Apply International cooperation filter
- Trading (43) Apply Trading filter
- European Single Electronic Format (40) Apply European Single Electronic Format filter
- Transparency (39) Apply Transparency filter
- Market data (36) Apply Market data filter
- Securities Financing Transactions (33) Apply Securities Financing Transactions filter
- Board of Appeal (25) Apply Board of Appeal filter
- Audit (20) Apply Audit filter
- Corporate Governance (19) Apply Corporate Governance filter
- Careers (14) Apply Careers filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- MiFID II: Transparency Calculations and DVC (13) Apply MiFID II: Transparency Calculations and DVC filter
- Crowdfunding (5) Apply Crowdfunding filter
- ITMG (4) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Reference (144) Apply Reference filter
- Letter (102) Apply Letter filter
- Report (76) Apply Report filter
- Press Release (69) Apply Press Release filter
- Final Report (52) Apply Final Report filter
- Opinion (36) Apply Opinion filter
- Speech (35) Apply Speech filter
- Statement (30) Apply Statement filter
- Guidelines & Recommendations (25) Apply Guidelines & Recommendations filter
- Consultation Paper (20) Apply Consultation Paper filter
- Decision (11) Apply Decision filter
- Q&A (11) Apply Q&A filter
- SMSG Advice (5) Apply SMSG Advice filter
- Annual Report (4) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
- Compliance table (3) Apply Compliance table filter
- Investor Warning (1) Apply Investor Warning filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
IAS Regulation X Trade Repositories X Corporate Finance X Sustainable finance X Short Selling X Risk Analysis & Economics - Markets Infrastructure Investors X Innovation and Products X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
| 30/03/2022 | ESMA32-63-1249 | 2021 Corporate reporting enforcement and regulatory activities | Corporate Finance | Annual Report | PDF 748.01 KB |
||||
| 02/04/2013 | 2013/74 HU | A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 550.5 KB |
||||
| 20/07/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.65 KB |
||||
| 09/01/2019 | ESMA50-157-1391 | Advice on Initial Coin Offerings and Crypto-Assets | Innovation and Products | Report | PDF 882.48 KB |
||||
| 18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
| 27/02/2018 | ESMA71-319-70 | Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels | Innovation and Products, Speeches | Speech | PDF 168.3 KB |
||||
| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
||||
| 30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |
||||
| 23/12/2019 | ESMA50-164-2969 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 146.79 KB |
||||
| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
||||
| 18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
||||
| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
| 18/10/2018 | ESMA 50-165-670 | Annual statistical report of the EU Derivatives Markets- 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.37 MB |
||||
| 27/03/2020 | ESMA31-69-263 | Application form CSFC CWG | Corporate Finance | Reference | DOCX 40.09 KB |
||||
| 24/06/2016 | 2016/727 APPLICATION FORM | Application form for CEMA GEA | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 26.09 KB |
||||
| 04/12/2017 | ESMA31-69-163 FORM | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 34.73 KB |