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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|04/10/2022||ESMA50-165-2251||TRV article- Crypto-assets and their risks for financial stability||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|02/10/2013||2013/1374||Technical advice on third country regulatory equivalence under EMIR – Switzerland (Supplement)||Post Trading||Final Report||PDF
|02/10/2013||2013/1370||Technical advice on third country regulatory equivalence under EMIR – India||Post Trading||Final Report||PDF
|02/10/2013||2013/1375||Technical advice on third country regulatory equivalence under EMIR – Canada||Post Trading||Final Report||PDF
|09/12/2019||ESMA70-151-2820||Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR||Post Trading, Supervisory convergence||Report||PDF
|09/01/2020||ESMA22-106-1942||Strategic Orientation 2020-22||Board of Supervisors, Corporate Information||Report||PDF
|05/10/2020||ESMA22-106-2819||SMSG advice on 2021 Annual Work Programme||Corporate Information, Securities and Markets Stakeholder Group||SMSG Advice||PDF
|05/04/2016||2016/429||Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts||Post Trading||Final Report||PDF
Reasons for publication
In relation to the draft amended technical standards, ESMA consulted stakeholders on two occasions: the first consultation on a Discussion Paper (DP) was conducted from 27 August to 30 September 2015; the second, on the consultation paper (CP) including the proposed draft RTS was carried out from 14 December 2015 to 1st February 2016.
ESMA received a strong support from the respondents to the CP on the proposed amendment introducing the possibility for EU CCPs to margin on a one day gross basis for clients’ accounts. The responses to the consultation confirm that a one day gross account structure provides a sufficient level of protection to the CCPs and to the clients.
On the proposed conditions linked to this type of account, the majority of the respondents are of the view that they are needed to ensure the safety of the CCPs. Some clarifications or slight amendments have been introduced following the comments received, in particular on intraday margins calls and on entities belonging to the same group as clearing members.
|03/01/2013||2012/874||Report to the European Parliament, the Council and the Commission on the budgetary implications of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)||Post Trading||Final Report||PDF
|16/07/2021||ESMA70-156-4582||Report to the EC- CSDR Banking services||Post Trading||Report||PDF
|06/08/2021||ESMA70-156-4576||Report to EC on Use of FinTech by CSDs||Innovation and Products, Post Trading||Report||PDF
|28/09/2022||ESMA70-451-502||Report on the Review of the clearing thresholds under EMIR||Post Trading||Report||PDF
|12/07/2019||ESMA50-164-2430||Report on the Licensing of FinTech business models||Innovation and Products||Report||PDF
|18/01/2017||ESAS-2017-82||Report on the functionning of the CRR with the related obligations under EMIR||Post Trading||Report||PDF
|29/10/2014||2014/1278||Report on the equivalence of the Indian Accounting Standards||Corporate Disclosure, IAS Regulation||Final Report||PDF
This report fulfils the mandate received by the European Securities and Markets Authority (ESMA) from the European Commission (EC) in February 2014 to provide it with an update on the level of convergence of the Indian Accounting Standards (Ind-AS)1 towards International Financial Reporting Standards (IFRS) and the quality of application and enforcement of the Ind-AS, so that the EC can provide a progress report to the Council and the European Parliament (EP) in line with its obligations under Commission Regulation (EC) 1569/2007.
|27/09/2022||ESMA70-460-111||Report on the DLT Pilot Regime||Innovation and Products, MiFID - Secondary Markets||Report||PDF
|13/06/2018||ESMA70-151-1400||Report on supervisory measures and penalties under EMIR||Post Trading||Report||PDF
|10/11/2020||ESMA70-156-3351||Report on PTRR services with regards to the clearing obligation||Post Trading, Supervisory convergence||Report||PDF
|30/03/2021||ESMA32-67-716||Report on IFRS 10-11-12||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence||Report||PDF
|07/02/2022||ESMA50-164-5410||Report on Call for evidence on Digital Finance||Innovation and Products||Report||PDF