ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Trade Repositories filter Trade Repositories
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- Corporate Information (78) Apply Corporate Information filter
- MiFID - Investor Protection (29) Apply MiFID - Investor Protection filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Management Board (3) Apply Management Board filter
- Market Abuse (2) Apply Market Abuse filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Investor Warning filter Investor Warning
- Press Release (339) Apply Press Release filter
- Reference (268) Apply Reference filter
- Consultation Paper (108) Apply Consultation Paper filter
- Opinion (106) Apply Opinion filter
- Guidelines & Recommendations (104) Apply Guidelines & Recommendations filter
- Final Report (102) Apply Final Report filter
- Letter (77) Apply Letter filter
- Statement (75) Apply Statement filter
- Report (53) Apply Report filter
- Speech (30) Apply Speech filter
- Technical Advice (20) Apply Technical Advice filter
- Compliance table (17) Apply Compliance table filter
- Q&A (17) Apply Q&A filter
- Technical Standards (17) Apply Technical Standards filter
- Decision (15) Apply Decision filter
- Summary of Conclusions (10) Apply Summary of Conclusions filter
- SMSG Advice (3) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
Post Trading X Press Releases X Joint Committee X MiFID - Secondary Markets X Securities Financing Transactions X Trade Repositories X Annual Report X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
bgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | |||
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |