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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|09/11/2020||ESMA22-106-2883||Summary of Conclusions Management Board meeting 17 September 2020||Management Board||Summary of Conclusions||PDF
|06/11/2020||ESMA32-65-293||Application form for CFSC CWG||Corporate Disclosure, Corporate Finance||Reference||DOCX
|06/11/2020||ESMA32-65-292||Call for expression of interest CFSC CWG 2020||Corporate Finance||Reference||PDF
|23/10/2020||ESMA31-62-1193||List of prospectus thresholds||Corporate Disclosure, Corporate Finance, Prospectus||Reference||PDF
|02/10/2020||ESMA71-99-1406||ESMA Work Programme 2021||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget, Press Releases||Press Release||PDF
|02/10/2020||ESMA20-95-1273||2021 Annual Work Programme||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Report||PDF
|29/09/2020||ESMA-22-328-402||Decision on Conflict of Interest Policy for Non-Staff||Management Board||Decision||PDF
|29/09/2020||ESMA WP-2020-3||ESMA working paper on DVC mechanism and impact on EU equity markets||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|17/09/2020||ESMA70-155-11072||ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020||COVID-19, Market Integrity, Short Selling||Decision||PDF
|31/08/2020||ESMA32-380-143||National thresholds for shareholder identification under the revised SRD||Corporate Finance||Reference||PDF
|21/08/2020||ESMA22-106-2477||Summary of conclusions Management Board meeting- 7 July 2020||Management Board||Summary of Conclusions||PDF
|15/07/2020||ESMA22-106-2415||SoC Management Board- 27 May 2020||Management Board||Summary of Conclusions||PDF
|15/07/2020||ESMA70-155-10189||ESMA decision renewal of 10 June 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR||Short Selling||Decision||PDF
|29/06/2020||ESMA50-164-3475||Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe||Innovation and Products||Letter||PDF
|29/06/2020||ESMA50-164-3463||ESMA’s response to the European Commission’s Consultation on a New Digital Finance Strategy for Europe||Innovation and Products||Report||PDF
|24/06/2020||ESMA64-87-193||Management Board decision- Implementing rules on the middle management staff||Careers, Management Board||Decision||PDF
|17/06/2020||ESMA63-46-710||Policy on the reimbursement for external persons||Careers, Management Board||Reference||PDF