ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
102
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Transparency filter Transparency
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (394) Apply CESR Archive filter
- Corporate Disclosure (192) Apply Corporate Disclosure filter
- Post Trading (93) Apply Post Trading filter
- Corporate Information (87) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- Fund Management (60) Apply Fund Management filter
- MiFID - Secondary Markets (55) Apply MiFID - Secondary Markets filter
- Joint Committee (50) Apply Joint Committee filter
- Credit Rating Agencies (38) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (36) Apply IFRS Supervisory Convergence filter
- CCP Directorate (24) Apply CCP Directorate filter
- Prospectus (21) Apply Prospectus filter
- Sustainable finance (16) Apply Sustainable finance filter
- Audit (15) Apply Audit filter
- Market Integrity (12) Apply Market Integrity filter
- Securitisation (12) Apply Securitisation filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Trading (10) Apply Trading filter
- Innovation and Products (9) Apply Innovation and Products filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Corporate Finance (8) Apply Corporate Finance filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Supervisory convergence (7) Apply Supervisory convergence filter
- Management Board (5) Apply Management Board filter
- Trade Repositories (5) Apply Trade Repositories filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Market data (4) Apply Market data filter
- COVID-19 (3) Apply COVID-19 filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Letter filter Letter
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (159) Apply Reference filter
- Guidelines & Recommendations (111) Apply Guidelines & Recommendations filter
- Opinion (103) Apply Opinion filter
- Press Release (94) Apply Press Release filter
- Final Report (83) Apply Final Report filter
- Report (69) Apply Report filter
- Statement (43) Apply Statement filter
- Speech (32) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (19) Apply Compliance table filter
- Q&A (11) Apply Q&A filter
- Decision (10) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters
Short Selling X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Transparency X MiFID - Investor Protection X Market Abuse X Benchmarks X Annual Report X CESR Document X Letter X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
||||
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
||||
| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |
||||
| 14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
| 15/07/2002 | 02-089b | CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive | Market Abuse | Consultation Paper | PDF 213.95 KB |
||||
| 09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
||||
| 06/04/2017 | ESMA32-61-136 | Comment Letter to EFRAG on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 373.28 KB |
||||
| 06/04/2017 | ESMA32-61-135 | Comment Letter to IASB on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 367.8 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
||||
| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
||||
| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
||||
| 05/10/2016 | 2016/1436 | Consultation Paper on Draft guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Consultation Paper | PDF 661.2 KB |
||||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |